U.S. Department of Justice Office of Justice Programs Bureau of Justice Statistics Compendium of Federal Justice Statistics, 2000 August 2002, NCJ 194067 --------------------------------------------------------------- This file is text only without graphics and many of the tables. A Zip archive of the tables in this report in spreadsheet format (.wk1) and the full report including tables and graphics in .pdf format are available from: http://www.ojp.usdoj.gov/bjs/abstract/cfjs00.htm This report is one in a series. More recent editions may be available. To view a list of all in the series go to http://www.ojp.usdoj.gov/bjs/pubalp2.htm#cfjs ---------------------------------------------------------------- Lawrence A. Greenfeld Acting Director, BJS This Bureau of Justice Statistics Report was prepared by the Urban Institute under the supervision of Steven K. Smith and Marika Litras of the Bureau of Justice Statistics (BJS). This report was prepared under BJS grant number 98-BJ-CX-K015. Principal staff at the Urban Institute were Laura Winterfield, William J. Sabol, William Adams, Avi Bhati, Barbara Parthasarathy, and Yan Yuan. Layout and design were by David Williams. This report is made possible through the cooperation of the following Federal agencies and their staffs: The United States Marshals Service (USMS), the Drug Enforcement Administration (DEA), the Administrative Office of the United States Courts (AOUSC), the Executive Office for U.S. Attorneys (EOUSA), and the Federal Bureau of Prisons (BOP). The staff who provided expert advice about the source records include: Joe Briggs (USMS); Steven Schlesinger and Catherine Whitaker (AOUSC); Siobhan Sperin and Barbara Tone (EOUSA); and Gerald Gaes and Nancy Miller (BOP). The contents of this document do not necessarily reflect the views or policies of the Bureau of Justice Statistics or the U.S. Department of Justice. BJS authorizes any person to reproduce, publish, translate, or otherwise use all or any part of the material in this publication; citation to source, however, is appreciated. An electronic version of this report and the data underlying graphics may be found on the BJS Internet Home Page (http://www.ojp.usdoj.gov/bjs/). The BJS-sponsored Federal Justice Statistics Resource Center (FJSRC) Internet Home Page (http://fjsrc.urban.org) provides online access to the Federal Justice database. Users may download data from the Federal Justice database for independent analysis or use the online query system to quickly obtain customized statistics. To order additional copies of this report or CD-ROMs containing the Federal Justice database, call the BJS Clearinghouse at 1-800-732-3277. Chapter 1 Arrests for Federal offenses Discussion Tables October 1, 1999 -- September 30, 2000 Suspects arrested for Federal offenses, by offense Suspects arrested for Federal offenses and booked by USMS, by Federal law enforcement agency Characteristics of Federal arrestees Characteristics of suspects arrested by Drug Enforcement Administration agents, by type of drug Characteristics of suspects arrested by Drug Enforcement Administration agents, by weapon use at time of arrest Chapter notes Sixty-nine Federal agencies employ full-time personnel empowered to make arrests. As of June 2000, these agencies employed about 88,000 officers.***Footnote 1: Brian A. Reaves and Timothy C. Hart, Federal Law Enforcement Officers, 2000, Bureau of Justice Statistics, Washington, DC (NCJ-187231).*** The Department of Justice employed more than half (58%) of all law enforcement officers. The Department of Treasury employed 21% of all officers. Suspects arrested by Federal agencies are transferred to the custody of the U.S. Marshals Service for processing, transportation, and detention.***Footnote 2: The Federal agency initiating the investigation involving the arrestee. Statistics describing agencies initiating investigations are shown in table 2.3 Of chapter 2, "Prosecution."*** During 2000, the U.S. Marshals Service received 115,589 suspects for processing from the Federal law enforcement agencies, including nearly 30,000 suspects arrested by deputy U.S. Marshals, and over 12,000 by the DEA. Arrests by offense categories During 2000, 115,574 suspects were arrested by Federal law enforcement agencies for violations of Federal law. Over one-third of all arrests were for public-order offenses; 28% for drug offenses; 15% for property offenses; 15% for supervision violations; 4% for violent offenses; and 4% to secure and safeguard a material witness. Thirty-seven percent of drug arrests involved cocaine (crack or powder); 27%, marijuana; 11%, amphetamine (or methamphetamine); 7%, heroin; and the remainder other drugs or drug paraphernalia. Almost two-thirds of arrests for public- order offenses were immigration offenses. Most(82%) of these were for illegal entry into the United States; 13% involved alien smuggling; 4% involved false claims of citizenship by entrants to the United States; and 1% involved other immigration violations. Arrests by law enforcement agencies During 2000, 72% of all arrests for Federal offenses were made by components of the Department of Justice; the Treasury components accounted for 11% of all arrests. In addition, 3% of arrests were made by State and local agencies and 7% of suspects were arrested after voluntarily reporting to the U.S. Marshals following a summons. Within the Department of Justice, 36% of arrests were made by the U.S. Marshals Service, 26% were made by the Immigration and Naturalization Service, 15% each were made by the FBI and the Drug Enforcement Administration, and less than 1% were made by other Department of Justice components. Within the Treasury Department, the U.S. Customs Service made 57% of arrests, the Bureau of Alcohol, Tobacco, and Firearms made 24%, 14% were made by the Secret Service, and the IRS made 5%. Arrests across demographic groups Most (86%) of suspects arrested by Federal law enforcement agencies during 2000 were male. Most (71%) were white and about a quarter were black. Individuals between the ages of 21 and 40 years comprised 70% of all those arrested. More than one-third of those arrested were identified as noncitizens. Most(67%) suspects arrested for drug offenses were white, while 31% were black. Of those suspects arrested on charges involving cocaine, 40% were white and 59% were black. Of those suspects arrested on charges involving marijuana, 91% were white and 8% were black. Arrests by Drug Enforcement Administration agents During 2000, agents of the Drug En- forcement Administration arrested 38,411 suspects. Although not all of these suspects were booked for viola- tions of Federal law by the U.S. Marshals (see Chapter notes). Some of these suspects were referred to U.S. attorneys for a prosecutorial decision; others were referred to a State prosecutor. Suspects arrested by DEA agents were predominantly white (68%) non-Hispanic (62%) male (83%) U.S. citizens (77%). The highest proportion of them were between 21 and 30 years old (43%). Whites were usually the highest proportion of suspects arrested for all drug types except crack cocaine, for which blacks were the highest proportion. A little over 4% of all suspects were armed at the time of their arrest. Males were over twice as likely to be armed at arrests as females (4% versus 2%). Non-Hispanics (5%) and U.S. citizens (5%) were more likely to armed at time of arrest than were Hispanics (3%)and noncitizens (3%). If armed at arrest, suspects from all demographic subgroups were more likely to be armed with a handgun than any other weapon. Chapter notes Tables 1.1-1.3 were derived from the U.S. Marshals Prisoner Tracking System. Only records of arrests made during October 1, 1999, through September 30, 2000, were selected. Information on individual cases, offenses, and detainees were used to construct the tables. Data were derived from the DEA Defendants Statistical System. Only records of arrests made during October 1, 1999, through September 30, 2000, were selected. Some suspects arrested by DEA agents may be transferred to state or local jurisdiction and not the U.S. Marshals Service. Therefore, counts of DEA arrests from tables 1.4-1.5 will be higher than those reported in. Offenses of arrest were classified by the U.S. Marshals into their four-digit offense codes. These were then aggregated into the offense categories shown in the tables. These categories are similar, but may not be directly comparable, to categories used in other tables of this Compendium. Chapter 2 Prosecution Discussion Tables October 1, 1999 -- September 30, 2000 Suspects in matters received by U.S. attorneys, by offense Disposition of suspects in matters concluded, by offense Suspects in matters concluded and declined, by investigating agency Basis for declination of prosecution by U.S. attorneys Disposition of matters declined for prosecution by U.S. attorneys, by offense Mean and median processing times from receipt to filing or declination, by offense Chapter notes Federal criminal cases may be brought by the U.S. Attorney's Office, by the Criminal Division of the U.S. Department of Justice, or by other authorized agencies such as the U.S. Marshals Service. The 93 U.S. attorneys serve as the chief Federal law enforcement officers within their respective districts. Investigations are most commonly referred to a U.S. attorney by a Federal investigative agency (primarily the Drug Enforcement Administration; the Federal Bureau of Investigation; the Postal Inspection Service; the Bureau of Alcohol, Tobacco, and Firearms; and the Secret Service), by the Criminal Division, or by a State or local investigative agency. Investigations may also be initiated -- and cases brought directly -- by U.S. attorneys or by the Criminal Division of the U.S. Department of Justice. This chapter reports on suspects whom U.S. attorneys investigated at some time. U.S. attorneys' decisions After criminal investigations are initiated and criminal suspects are referred to them, U.S. attorneys may file charges against defendants in a U.S. district court, or they may decline to file these charges for reasons such as weak or insufficient evidence, minimal Federal interest, lack of resources, or lack of criminal intent. Matters that are declined may be referred to another authority for prosecution or be settled through alternative resolution procedures. U.S. attorneys may also file cases before U.S. magistrates, who have the authority to adjudicate misdemeanor offenses (18 U.S.C. sec. 3401). Because of the relatively less serious nature of these cases, and because they are handled by magistrates, the U.S. attorneys count these cases as criminal matters disposed by U.S. magistrates. The decision to prosecute a suspect in a criminal matter depends upon many factors, including the Attorney General's priorities, U.S. attorney priorities and resources, laws governing each type of offense, and the strength of evidence in each case. During 2000, 62% of suspects in all offense categories were prosecuted before a U.S. district court judge, while U.S. magistrates handled an additional 12%. Suspects were prosecuted at different rates depending on their offense. Suspects involved in violent and drug offenses were more likely to be prosecuted before U.S. district court judges than were those involved in property and public-order offenses. Suspects involved in drug offenses were the most likely (78%) to be prosecuted. Suspects involved in property offenses were the least likely to be prosecuted (54%). Moreover, suspects involved in property offenses were more likely to have their matters declined and not referred to other authorities for prosecution (39%) than were suspects involved in other types of criminal matters. Property cases tended to be resolved by other means, including restitution, civil/ administrative procedures, and pretrial diversion. Suspects in matters received (table 2.1) During 2000 there were 123,559 suspects in new matters received for investigation by U.S. attorneys.***Footnote 1: See Chapter notes, item 1, p. 33. The 2000 data are not directly comparable to the 1993 and prior compendia.*** Of these suspects, about 40% were investigated for public-order offenses, 32% for drug offenses, and 23% for property offenses. Five percent of all suspects were investigated for violent crimes. Relative percentages of offenses reflect criminal activity as well as Federal investigative, prosecutorial, and statutory priorities. For example, during 2000 priority areas for U.S. attorneys included international crime, international and domestic terrorism, violent crime, narcotics prosecutions, immigrations, organized crime and civil rights prosecutions (with the National Church Arson Task Force), among others.***Footnote 2: Statistical Report, United States Attorneys' Offices. Fiscal Year 2000. U.S. Department of Justice, Executive Office for United States Attorneys, Washington, DC.*** Suspects in matters concluded (tables 2.2-2.6) Upon receiving a matter, a U.S. attorney will either immediately decline it for prosecution or investigate further. Upon conclusion of the investigation, a matter may be filed as a criminal case in a U.S. district court, referred to a U.S. magistrate, or declined for prosecution. Of the 117,450 suspects in criminal matters concluded during 2000, 62% were prosecuted in U.S. district court, 26% were declined for prosecution, and 12% were referred to U.S. magistrates.***Footnote 3: The number of suspects in criminal matters concluded is not comparable to the 1993 and prior compendia. See Chapter notes, item 2, p. 33, for details.*** Suspects prosecuted (table 2.2)-- The likelihood of prosecution in U.S. district court varied widely across offense categories. Drug offenders were more likely to be prosecuted than those involved in violent, public-order and property offenses. U.S. attorneys prosecuted approximately 78% of suspects involved in drug offenses, 60% of those in violent offenses, 56% of those in public- order offenses, and 53% of those in property offenses. Differences in rates of prosecution within major categories were substantial. For example, among violent offenders, 78% of robbery suspects were prosecuted, while 48% of murder and assault, and 40% sexual abuse and kidnaping suspects were prosecuted. Among suspects arrested for property offenses, those investigated for counterfeiting had the highest rate of prosecution (74%), while those investigated for arson and explosives had the lowest rate of prosecution (42%). Among suspects involved in public-order offenses, immigration (83%), national defense (76%), and tax law violators (67%) were much more likely to be prosecuted than suspects in escape (25%) and civil rights (7%)offenses. Suspects in matters concluded and declined, by investigating agency (table 2.3)-- During 2000, 59% of suspects in matters concluded were investigated by components of the Department of Justice; the Treasury Department investigated 19% of suspects in matters concluded. In addition, independent Federal agencies and State/local agencies investigated 10% of suspects in matters concluded. Among the investigating agencies, the Central Intelligence Agency (1%), the Immigration and Naturalization Service (3%) and the National Park Service (7%) had among the lowest declination rates, while the Food and Consumer Service (77%), the Bureau of Indian Affairs (53%), agencies within the Department of Energy (78%), and the Environmental Protection Agency (61%) were among those with the highest declination rates. The declination rate for matters investigated by components of the Department of Justice (27%) was the same as the overall declination rate. Suspects in matters declined (tables 2.4- 2.5)-- Suspects in matters involving violent offenses were less likely to be declined for prosecution (39%) than those involved in property offenses (40%) but more likely than those in drug offenses (17%). Suspects in public-order offenses were slightly less likely to be declined for prosecution than those involved in violent offenses -- 24% compared to 39%. The decision to decline prosecution is based on a number of factors, including the lack of prosecutable offense, alternative resolution, or case-and suspect-related reasons. Of the 30,444 declinations during 2000, 26% occurred because of case-related reasons, mostly due to weak evidence (21%); 23% occurred because there was no crime or criminal intent was lacking; and 23% occurred for other reasons, such as agency requests (7%) and minimal Federal resources (6%). Not all suspects whose matters were declined for prosecution avoided prosecution. Twenty-two percent of the suspects in matters declined were referred to another authority for prosecution. An additional 4% were settled through alternative resolution procedures. Suspects involved in public-order offenses constituted the largest number of suspects who were referred by U.S. attorneys to other authorities for prosecution or resolution. Of the suspects whose matters were declined those involved in drug offenses were the most likely to be referred to other authorities for prosecution or alternative resolution. Thirty-five percent of the drug suspects whose matters were declined prosecution by U.S. attorneys were referred for other prosecution or resolution, as were 25% of the public-order, 24% of violent and 23% of property offense suspects. Within major offense categories, the likelihood that suspects in matters declined for prosecution were referred to other authorities for prosecution or alternative resolution varied among specific offenses. Within property offenses, referral occurred with 36% of persons involved in counterfeiting, compared to 15% of suspects in fraud cases. Within public-order offenses, 38% of immigration offenses and 62% of escape suspects were referred to other authorities or had their case settled through alternative procedures, compared to 5% of suspects in civil rights cases. Defendants in cases concluded by U.S. magistrates -- Cases concluded by U.S. magistrates are, by statute, misdemeanors. ***Footnote 4: At the time that U.S. attorneys receive them, matters may not be classifiable as felonies or misdemeanors. If a U.S. magistrate disposes of a case - or what the U.S. attorneys call a "matter" - its offense level has been determined, by statute, to be a misdemeanor.*** Overall, U.S. magistrates disposed of 12% of all criminal matters investigated by U.S. attorneys. For most offenses, the likelihood that a U.S. magistrate concluded the matter was also relatively low. The most notable exceptions were escape and traffic, for which 53% and 99% of matters respectively were concluded by U.S. magistrates. Most of the 2,858 escape violations were against defendants who absconded to avoid prosecution in State courts, the so-called "unlawful flight to avoid prosecution." Upon apprehension of the fugitive, these cases are normally dismissed by U.S. magistrates and turned over to the State for prosecution on the original warrant. Other types of offenses having comparably high rates of disposal by U.S. magistrates included migratory birds offenses (84%); conspiracy, aiding and abetting, and jurisdictional offenses (82%); and other property violations (71%). Processing times (table 2.6) -- For matters concluded during 2000, the average number of months from receipt of a matter to its conclusion by a U.S. attorney as a case filing or declination or its disposal by a U.S. magistrate was 7.9 months. However, the time to process matters varied with the outcome of the matter. Matters concluded by U.S. magistrates in which the suspect was convicted took the least amount of time -- an average of 3.6 months, and at least 50% of these convictions occurred in about 1.6 months. Similarly, 50% of the matters declined for prosecution were declined within 12.6 months. Overall, suspects in violent and drug offenses were processed more quickly than suspects in other offenses. For key decisions, such as whether to file a case or decline a matter for prosecution, drug offenses were concluded slightly quicker than violent offenses (5.4 months compared to 5.9 months). At an average of 14.3 months, fraudulent property offenses took longer to conclude than other offenses. Chapter notes Tables 2.1-2.6 were created from the Central System data files of the EOUSA. For table 2.1, only records which showed a matter received during 2000 were selected. For tables 2.2-2.6, only records which show a matter terminated by reason of declination, disposition by a U.S. magistrate, or filed as a case in U.S. district court from October 1, 1999, through September 30, 2000, were selected. In all of these tables, matters "declined immediately"-- those cases in which the U.S. attorney spent less than 1 hour investigating -- were excluded. The number of suspects in matters investigated in table 2.1, and the number of suspects in matters concluded in tables 2.2 and 2.6 are not directly comparable to counts in the 1993 and prior compendia. In those years, these statistics included appellants in appeals filed or appeals terminated. In table 2.1 of this Compendium and its corresponding tables in 1994 and subsequent compendia, the number of suspects in matters received is limited to suspects in criminal matters that were filed as cases in U.S. district courts, handled by U.S. magistrates, or declined for prosecution. In the 1993 and prior compendia, the number of suspects in criminal matters received included criminal appeals. To obtain a number of suspects comparable to the statistic reported in the 1993 and prior compendia, add to the data in table 2.1 of this Compendium, the number of appellants in appeals that were handled by U.S. attorneys. In tables 2.2 and 2.6 of this Compendium and their corresponding tables in the 1994 and subsequent compendia, the number of suspects in matters concluded also is limited to those suspects whose matters were concluded by a case filing in a U.S. district court, by declination, or by disposition by a U.S. magistrate. In the 1993 and prior compendia, this number included appellants in criminal appeals terminated. To obtain a number that is comparable to the number reported in the 1993 and prior compendia, the number of appellants in appeals terminated and handled by U.S. attorneys needs to be added to the totals in table 2.2. Offenses in the Central System data files are classified by the title and section of the United States Code for the most serious offense investigated, as determined by the assistant U.S. attorney responsible for the matter. For tables in this Compendium, these citations were translated into the corresponding four-digit offense codes used by the Administrative Office of the United States Courts (AOUSC). These four-digit codes were then aggregated into the categories shown in the tables. U.S. Code citations often do not permit detailed classification of drug offenses by the type of criminal activity involved. A person charged with conspiracy is classified under the substantive offense alleged (for example, conspiracy to defraud is classified as fraud) unless type of conspiracy cannot be determined from the U.S. Code citation. Unclassified conspiracies are included among "conspiracy, aiding and abetting, traffic, and jurisdictional offenses" in tables 2.1, 2.2, 2.5, and 2.6. The most serious offense investigated is based on the criminal lead charge as determined by the assistant U.S. attorney responsible for the criminal matter. In the tables in this chapter, the "all offenses" row or "total declinations" row (in table 2.5) includes records whose offense category (basis for declination) is missing or indeterminable. The percentage distributions in these tables, however, are based on the number of observations with nonmissing offenses (basis for declination) values. The number of missing values are reported either on a separate line or in a footnote. In 2000, additional data for "lack of resources" as a reason for declination were discovered; these cases previously were coded as "unknown or indeterminate" in 1999 and prior years. Therefore, in table 2.4, the apparent increase in "lack of resources" as a declination reason (between 1998-99) is due in large part to this additional information and reclassification of declination reasons from "unknown and indeterminate." Chapter 3 Pretrial release October 1, 1999 -- September 30, 2000 Type of pretrial release, by offense Type of pretrial release, by defendant characteristics Form of pretrial detention, by offense Form of pretrial detention, by defendant characteristics Pretrial detention hearing outcomes, by offense Pretrial detention hearing outcomes, by defendant characteristics Behavior of defendants released prior to trial, by offense Behavior of defendants released prior to trial, by type of release Behavior of defendants released prior to trial, by defendant characteristics Length of pretrial detention, by form of release or detention, and most serious offense charged The Bail Reform Act of 1984 (18 U.S.C. sec. 3141) sets the terms for release and detention of defendants facing charges in Federal courts. At the time defendants first appear before a judicial officer, they may be (1) released on personal recognizance or unsecured bond; (2) released subject to conditions imposed by the court, possibly including traditional bail; (3) temporarily detained without bail (limited to 10 working days) to permit deportation, exclusion, or the revocation of previously granted conditional release; or (4) detained pending the outcome of a detention hearing.***18 U.S.C. sec. 3142(e) (1984).*** According to the statute, a defendant must be brought before a judicial officer without "unnecessary delay" upon arrest. The judicial officer, who may be a judge, but is generally a U.S. magistrate, determines whether the defendant will be released or detained prior to trial. If a hearing is required, the release decision may be delayed no longer than 3 days (or 5 days if requested by the defendant). At the initial appearance a recommendation to detain the defendant is made by the U.S. attorney and/or the pretrial services officer. If the court concurs with the recommendation to detain the defendant, a pretrial detention hearing is scheduled -- typically within 1 week of the initial appearance. At the pretrial detention hearing evidence is presented to show cause why the defendant should be detained pending adjudication of the charges. Recommendations to detain a defendant are limited to those instances where the defendant was charged with (1) a crime of violence, (2) an offense with a statutory maximum sentence of life imprisonment or death, (3) a drug offense with a statutory maximum sentence of 10 years or more imprisonment, or (4) any felony offense if the defendant had been convicted on two or more occasions of an offense described above or a similar State-level offense. Additionally, a detention recommendation may be made if there is a serious risk that the defendant would flee in an attempt to avoid prosecution or would obstruct justice or intimidate witnesses or jurors. Types of pretrial release Defendants may be released without financial conditions according to the following: Personal recognizance -- defendant is released subject to no financial or other conditions. Unsecured bond -- no money is required to be posted before release, but defendant is liable for full bail amount if he or she fails to appear. Conditional release -- any combination of restrictions that are deemed necessary to guarantee the defendant's appearance at trial or the safety of the community. Non-financial conditions commonly place restrictions on the defendant's movements, associations, and/or actions. They may also involve employment or treatment for medical, psychological, or substance abuse conditions. Defendants may also be released on financial conditions. Financial conditions include (1) deposit bond (the defendant is required to post a percentage of the total bail amount, usually 10%), (2) surety bond (the defendant is released subject to guarantees by a third person that the full amount will be paid), or (3) collateral bond (collateral equal to the full bail amount required to be posted by the defendant before release). Financial conditions may occur in combination with nonfinancial conditions. Factors relating to release or detention In deciding whether to release a defendant and in setting release conditions, the court is directed to consider the nature and circumstances of the offense charges, the weight of evidence against the defendant, the defendant's character, physical and mental condition, family ties, employment, financial resources, length of residence in the community, community ties, past conduct, history relating to drug or alcohol abuse, criminal history, and record concerning appearance at court proceedings. During 2000, 31,040 defendants were released for some period of time prior to trial. Those defendants released made up 46% of the 67,903 defendants who terminated pretrial services during 2000. Of the defendants released, 82% completed pretrial services without violating the conditions of their release. In 2000, 48,894 defendants were detained for some period of time prior to the disposition of their case. Those defendants detained comprised about 72% of all defendants who terminated pretrial services during 2000. Included are those who were detained prior to having a preliminary hearing with the magistrate, at which point they could have been either released or ordered to have a detention hearing. Of the defendants detained, 54% were ordered detained by the court until case disposition. Pretrial detention hearings were held for 35,508 defendants. Of these, 26,325, or 74%, were ordered detained. Of the 31,040 defendants released prior to trial, 18% violated a condition of their release. The majority (91%) of these violations were technical violations of the bail conditions. Defendants released on deposit bond were more likely (27%) than other defendants to incur some violation of the conditions of their release (table 3.8). Conversely, defendants given conditional release violated their release at the lowest rates (2%). Seven percent of all released defendants had their release revoked. Pretrial outcomes by offense categories Releases (table 3.1) -- Defendants charged with property offenses were more likely than other defendants to be released prior to criminal trial; in 2000, 80% of the 13,686 property offenders were released. The percent released varied greatly across offense categories. Among violent offenders, 23% of those charged with robbery were released compared to 59% of those charged with sexual abuse and 61% of those charged with assault. Among public-order defendants, 11% of those charged with immigration offenses were released compared to 95% of those charged with tax law violations, 67% of nonviolent sex offense defendants, 59% of racketeering defendants, and 47% of those with weapons offenses. Forty percent of all drug defendants were released. Drug trafficking defendants were less likely to be released than those charged with nontrafficking offenses (39% compared to 55%), but defendants charged with trafficking offenses outnumbered those charged with nontrafficking offenses by more than 10 to 1. The release types for those defendants who were released prior to trial varied among offense categories. Within each major offense category except violent offenses, the highest percentage of defendants released was on unsecured bond. Of the 36% of released violent defendants, 36% were released on unsecured bond and 49% on personal recognizance compared to 80% of all property defendants released, of whom 54% were released on unsecured bond and 32% on personal recognizance. Detentions (tables 3.3 and 3.5) -- Among the major offense categories, defendants charged with drug or violent offenses were the most likely (84% and 83% respectively) to be detained for some period of time. However, violent defendants were more likely than drug offenders to be detained by the court (61% versus 54%). Property and public- order defendants were less likely to be detained than were drug and violent de- fendants. During 2000, 78% of public- order defendants were detained, with 56% of these detained by the court. Of public-order defendants, those charged with immigration offenses were the most likely to be detained (97%). In 2000, 36% of defendants charged with property offenses were detained, with 42% of these detained by the court. For 70% of defendants charged with violent offenses, it was decided at the initial appearance that a detention hearing was warranted. This rate varied by offense category: 64% of those charged with drug- related offenses, 53% of those charged with public-order offenses, and 24% of those charged with property offenses were ordered to have a detention hearing. Of those charged with violent offenses, the offenders most likely to have a pretrial detention hearing were those charged with kidnapping, robbery, or murder; the least likely to have a pretrial detention hearing were those charged with sexual abuse or assault. Once a defendant was ordered to have a detention hearing, the chances of being detained were less variable across offense categories. The highest rate of defendants ordered detained were those charged with public-order offenses (82%) - primarily immigration (88%), weapons, and racketeering offenders (71% each). Of the 70% of defendants charged with violent offenses and given a pretrial detention hearing, 72% were ordered detained. In 2000, 71% of those charged with drug offenses and 63% of those charged with property offenses were ordered detained following a pretrial hearing. Violations (table 3.7) -- Of defendants released prior to trial and terminating pretrial services during 2000, those charged with drug offenses were more likely (28%) than other defendants to incur at least one violation during the release period. Among major offense categories, those charged with property offenses were less likely (12%) than others to violate conditions of their release. Those charged with drug offenses and violent offenses were more likely to have their release revoked (10% of all released drug defendants, 13% of all released violent defendants). Only 5% of released public-order defendants were revoked, as were 4% of released property defendants. Pretrial outcomes across demographic groups Releases (table 3.2) -- Females were more likely (71%) than males (41%) to be released during 2000. Males were more likely to have a financial condition imposed on them than females (20% versus 13%). Sixty-two percent of all defendants identified as non-Hispanic were released during 2000 compared to 23% of Hispanics. Non-Hispanic releasees were twice as likely as Hispanics to be released on personal recognizance. Sixty-three percent of Native Americans were released compared with 51% of black defendants and 43% of white or Asian defendants. The higher the education level of the defendant, the greater the probability of release. Thirty-eight percent of defendants with less than a high school education were released in 2000, while 80% of those who had completed college were released. Releasees with a college degree were less likely to receive financial conditions (16%) and more likely to be released on personal recognizance (31%) than those who had less education. Defendants with a history of drug abuse were released less frequently than those defendants with no known drug history (50% versus 58%). However, among all released defendants, drug abuse history does not appear to have had a major effect on the form of pretrial release. Detentions (tables 3.4 and 3.6) -- Males were more likely (76% versus 51%) than females to be detained. Of all detainees, 55% of the men and 42% of the women were detained following a detention hearing. Hispanics had a substantially higher probability of being detained (92%) compared with non-Hispanics (58%). However, among those detained, Hispanics and non-Hispanics had nearly equal chances of being detained following a detention hearing (56% compared to 52%). Younger defendants were more likely than older ones to be detained. Seventy-six percent of defendants between the ages of 16-18 and 78% of defendants in their twenties were detained, compared to 56% of those over 40. However, among all defendants detained, the chances of being detained following a detention hearing were similar across all age groups. These patterns were more dramatic with education levels. Those defendants with lower levels of education were more likely to be detained. Eighty-two percent of those who did not graduate from high school were detained versus 38% of college graduates. Of those detained, 54% of defendants without a high school diploma were detained following a detention hearing compared to 41% of college graduates. Not only were male defendants more likely than female defendants to have a detention hearing (56% versus 35%), they were also more likely (76% versus 61%) to be ordered detained as a result of the hearing. The likelihood of having a detention hearing increased with the number of prior convictions and severity of the defendant's criminal history. Furthermore, 56% of those with a history of drug abuse had detention hearings as compared to 45% of those without such a past. However, those with a history of drug abuse were as likely to be detained after a hearing. Violations -- Released males were more likely than females to incur a violation during the pretrial release period (19% versus 15%) and were slightly more likely to have their release revoked. A higher percentage of blacks incurred at least one violation than did either Native Americans or whites or Asians (23% versus 22% for Native Americans, 17% for whites, and 11% for Asians). Native American defendants were more likely to have their release revoked (14% versus 8% for blacks, 6% for whites and 5% for Asians). Defendants without a high school diploma had a higher percentage of release violations than did defendants with college degrees (26% versus 8%). Defendants with no prior criminal history were less likely to have a pretrial release violation than those with a prior conviction. Released defendants with a known drug history were nearly 3 times as likely to incur a violation than those with no known drug history. Also, those with a history of drug use were substantially more likely to have their release revoked (14% versus 4%). Length of pretrial detention (table 3.10) Among defendants detained for any time prior to case disposition, those charged with violent offenses were detained the longest (an average of 102.7 days) compared to drug (81.9 days), public- order (57.9 days), or property (43.1 days)defendants (not shown in a table). Of defendants released, those released conditionally spent the greatest average number of days detained (50.9 days) compared to those released on personal recognizance (40.2 days), unsecured bond (32.6 days), or financial conditions (26.3 days). This trend varied only slightly across all major offense categories -- in general, defendants released by conditional means were detained more days than defendants who were released by any other means. Of defendants not released, those detained following a detention hearing were detained longer, on average, than those held on financial conditions (106.3 days compared with 74.6 days). This pattern was true across all major offense types. Chapter notes All tables in chapter 3 were created from data in the Pretrial Services Information Act System data base, which is maintained by the Pretrial Services Agency (PSA) within the AOUSC. The data describe pretrial defendants processed by Federal pretrial service agencies within each district. Defendants who received pretrial services through a local, non-Federal agency, such as the District of Columbia, are not included. The data describe 67,903 defendants who terminated pretrial services during October 1, 1999, through September 30, 2000, and whose cases were filed by complaint, indictment, or information. In these tables, the totals (e.g., "all offenses") included records whose offense or other attributes were missing or indeterminable. The percentage distributions were based on nonmissing values, and missing values were reported in a separate row or in a footnote. Offenses in the PSA are based on the most serious charged offense, as determined by the probation officer responsible for the interview with the defendant. The probation officer classifies the major offense charged into AOUSC four-digit offense codes. For defendants charged with more than one offense on an indictment, the probation officer chooses as the major charged offense the one carrying the most severe penalty or, in the case of two or more charges carrying the same penalty, the one with the highest offense severity. The offense severity level is determined by the AOUSC, which ranks offenses according to the maximum sentence, type of crime, and maximum fine amount. These four-digit codes are then aggregated into the same offense categories as those used in chapter 2. For drug offenses, the type of drug activity -- trafficking or possession -- is obtained by the probation officers from their reading of the indictment or other charging documents. The AOUSC citation manual provides probation officers with detailed instructions on how to code drug crimes. In tables 3.1-3.4, the percentages showing the methods of release or methods of detention were based on the number of defendants released or the number of defendants detained. In tables 3.5 and 3.6, the percentages were based on the number of defendants who had hearings and were ordered detained. This method departs from the 1993 and prior compendia, in which the percentages were based on the number of defendants terminating pretrial services. Chapter 4 Adjudication Discussion Tables October 1, 1999 -- September 30, 2000 Defendants in criminal cases commenced, by offense Disposition of criminal cases terminated, by offense Time from filing to disposition of criminal cases terminated Dispositions by U.S. magistrates Characteristics of convicted offenders Chapter notes Federal criminal cases may result in conviction of the defendant following plea or trial, acquittal of the defendants after trial, or dismissal of the case.***Footnote 1: Unless otherwise noted, data describe felony and misdemeanor cases in U.S. district courts and include Class A misdemeanors handled by U.S. magistrates. The data also include Class B misdemeanors that are handled by U.S. district court judges, which occur infrequently.*** Defendants in criminal cases filed (table 4.1) During 2000, 83,251 defendants had criminal charges filed against them in U.S. district courts, and 71,072 (85%) of those defendants were charged with felonies. The 29,455 drug felony defendants comprised 35% of all criminal defendants in cases filed and 41% of all felony defendants. Felony property and public-order defendants comprised 18% and 28%, respectively, of all defendants in cases filed. The 12,104 misdemeanor defendants constituted 15% of all defendants in cases filed; 38% of those misdemeanor defendants were charged with traffic violations. Defendants in criminal cases terminated (table 4.2) Cases were terminated against 76,952 defendants during 2000, 65,656 (85%) of whom were felony defendants. During 2000, the 27,274 drug-related felony defendants comprised nearly 35% of all defendants in cases terminated and 42% of all felony defendants. Eighty-nine percent of all defendants, 92% of all felony defendants and 72% of misdemeanor defendants were convicted. For major felony offense categories, conviction rates remained around 90%. Within major offense categories, however, the conviction rates varied more widely. For example, within the violent offense category, the conviction rates ranged from 0% for those found guilty of negligent manslaughter, to 96% for robbery. Within the public-order category, the conviction rate ranged from 66% for civil rights violations to 96% for tax law violations and 100% for mail or transport of obscene materials. Most defendants who were convicted pleaded guilty. Overall, over 95% of those convicted pleaded guilty, while only 4% were convicted at trial. For felony offenses, 96% pleaded guilty to their charges. For the major felony offense categories, guilty pleas were registered for 93% of violent offenders, 95% of drug offenders, and 96% each for public- order and property offenders. During 2000, 4,344 defendants exercised their right to a trial. A higher percentage of violent offenders went to trial than drug, property, and public-order offenders. Eight percent of violent offenders went to trial as compared with 5% of property and drug offenders, and 4% of public-order offenders. Of defendants who exercised their right to a trial, 3, 071 (74%) were convicted either by a jury or a bench trial. The felony trial conviction rate was 82%, while the misdemeanor conviction rate was 51%. Among felony offenses, trial conviction rates ranged from 80% for violent and public-order defendants to 83% for drug and property defendants. Case processing times (table 4.3) The data in table 4.3 cover the interval from the time a case is filed in U.S. district court through sentencing for those convicted as well as the interval from case filing through disposition for those not convicted, or those whose cases are dismissed. Title I of the Speedy Trial Act of 1974, as amended, sets time requirements for processing criminal cases in Federal courts. Except for certain exclusions, indictment must occur within 30 days of arrest; defendants are guaranteed at least 30 days to prepare for trial; and the Government must be ready for trial within 70 days. The Speedy Trial Act does not specify an interval from trial to sentencing,***Footnote 2: The Sentencing Reform Act of 1984 specifies minimum intervals for the disclosure and objections to the presentence report. (See rule 31, Federal Rules of Criminal Procedure.) and the time limits set by the act exclude several enumerated periods of pretrial procedure such as time spent awaiting rulings on motions.***Footnote 3: 18 U.S.C. 3161 et. Seq.*** Additionally, defendants may waive their rights within the Speedy Trial Act. As a result, the actual processing time for most defendants can be longer than the statutory limits without violating the provisions of the act. Overall, the average time for processing defendants was 9.1 months. For felony defendants, the overall processing time average was 9.8 months; for those charged with misdemeanor crimes, the average processing time was 5.5 months. Defendants who pleaded guilty were processed, on average, 2.7 months quicker than defendants who went to trial. Overall, defendants whose cases were ultimately dismissed took longest to process (15.5 months), on average. Among major felony offense categories, case processing times were similar to the overall pattern, except when comparing the time until dismissal to the time of trial. Defendants convicted of violent, property and public-order offenses took a greater amount of time for trial (12.7, 17 and 12.5 months respectively), on average, than for dismissal (12.2, 16.4 and 12.5 months respectively). Convictions by U.S. magistrates (table 4.4) During 2000 U.S. magistrates disposed of 10,034 misdemeanor criminal defendants, 71% of whom were convicted. Public-order offenders comprised 60% of the defendants disposed by U.S. magistrates, with property offenders comprising another 26%. Drug offenses comprised a little over 10% of U.S. magistrates' cases. Characteristics of convicted defendants (table 4.5) Among defendants convicted, there were almost 6 times as many men as women (85% versus 15%); over 4 times as many whites as blacks (77% versus 18%); and 11/2 times as many non-Hispanics as Hispanics (60% versus 40%). Most were U.S. citizens (64%), had graduated high school or completed some higher education (54%), and had some criminal history (58%). Persons over the age of 30 represented 55% of defendants. Chapter notes Tables 4.1-4.4 were derived from the Administrative Office of U.S. Courts (AOUSC) criminal master data files. Only records with cases filed in U.S. district court or cases that terminated in U.S. district court during October 1, 1999, through September 30, 2000, were selected. Offenses were classified according to the most serious offense charged. In the case of multiple offenses, the offense carrying the most severe potential penalty was selected. In this Compendium, carjacking offenses are classified as robberies, based on title and section of the U.S. Code. In compendia prior to the 1997 Compendium, they were classified as motor vehicle thefts, based on the AOUSC offense classifications. Table 4.5 was created by matching the AOUSC master data files with the U.S. Sentencing Commission (USSC)monitoring system files and the Pretrial Services Agency (PSA) data files. These latter two data files contain information on the characteristics of defendants. The USSC monitoring system files are limited to records of defendants sentenced under the Federal sentencing guidelines only. These include defendants convicted of felonies or Class A misdemeanors. Excluded from the USSC data were defendants convicted only of Class B or C misdemeanors or infractions, defendants whose offenses were committed before November 1, 1987, and juvenile offenders. Juveniles charged as adults are included in table 4.5. Some of the defendants excluded from the USSC data files were included in the PSA data. (See Chapter 3 Chapter notes for more information on the PSA data.) Table 4.5 indicates the number of records for which relevant data were available. Percentage distributions were based on records with known values of defendant characteristics and offenses. A criminal record, as reported in table 4.5, is limited to prior adult convictions. For some defendants in this table, it is further limited to the portion that is relevant for calculating sentences under the Federal sentencing guidelines. In general, this is limited to sentences imposed within a 15-year period prior to the current offense and offenses committed within the United States. For most defendants, the criminal history used to calculate sentencing guideline ranges includes their entire adult criminal history. Chapter 5 Sentencing Discussion Tables October 1, 1999 -- September 30, 2000 Sentence types in criminal cases terminated, by offense Type and length of sentences imposed, by offense Sentences imposed on convicted offenders, by offense of conviction and method of disposition Convicted offenders sentenced to incarceration, by offense and offender characteristics Average incarceration sentence lengths imposed, by offense and offender characteristics Median incarceration sentence lengths imposed, by offense and offender characteristics Chapter notes Depending upon the type and severity of the offense, convicted offenders may be sentenced to incarceration, probation, a fine, or a combination of sanctions such as a split or mixed sentence (imprisonment as well as a period of probation supervision). (For a definition of mixed sentences, see Glossary, p. 116.) The Federal sentencing guidelines require a term of supervised release following any prison sentence of more than 1 year. In addition, courts have the discretion to impose supervised release in any other case. Except where otherwise indicated, tables in this chapter are based on the most serious offense of conviction. They are not directly comparable with tables in earlier chapters that are based on the most serious offense investigated or most serious offense charged (see "Offense classifications" in Methodology, p. 107). Offenders convicted and sentences imposed (table 5.1) Of the 68,156 offenders sentenced during 2000, 50,451 (74%) were sentenced to prison; 12,427 (18%) were sentenced to probation; and 2,716 (4%) were ordered to pay only a fine. (Offenders given an intermediate sanction such as intermittent confinement or community confinement that also included probation supervision are counted among offenders given probation.) Of the 50,451 offenders sentenced to prison, 49,070 (97%) were convicted of felonies, and 82% of convicted felons were sentenced to prison. Felony drug and violent offenders were more likely to receive prison sentences (92% each) than were either property (60%) or public-order (85%) offenders. Among public-order offenders, persons convicted of weapons (91%), immigration offenses (91%), and escape (92%) were almost as likely to receive prison sentences as were violent and drug offenders. Among property offenders, persons convicted of arson or the use of explosives (85%) were the most likely to receive prison sentences. Overall, 18% of convicted offenders were sentenced to probation. The percentage of misdemeanants sentenced to probation (50%) was three times that of convicted felons (13%). Among felons, persons convicted of gambling violations were the most likely to be given probation (89%) followed by persons convicted of communication (83%) and postal law (78%) violations. While less than 1% of all convicted felons were ordered to only pay a fine, 26% of the felons convicted of antitrust violations and 29% of liquor violation convictions were so ordered. Fines generally were reserved for misdemeanor offenders, 28% of whom received fines. Average prison sentences imposed (table 5.2) For all offenders given prison terms, the average term of imprisonment imposed was 56.7 months. Persons convicted of felonies received an average prison term of 58.0 months. The average length of prison sentence imposed varied among major felony offense categories. Property offenders received the shortest sentence, on average, while violent offenders received the longest (24.2 months compared to 86.5 months). Drug offenders received 75.5 months, on average, and public-order offenders received 45.8 months. The average prison term for public-order offenders was primarily attributable to sentences imposed for weapons offenders. The 3,834 weapons offenders sentenced to prison comprised 23% of the 16,896 public-order offenders sent to prison; weapons offenders received an average prison term of 91.4 months, and public-order offenders other than weapons offenders received an average prison term of 32.5 months. Relationship between sentence imposed and mode of conviction (table 5.3) Offenders convicted by plea were less likely to receive prison sentences than those convicted at trial. Seventy-four percent of the offenders convicted by guilty plea received some prison time, while 80% of the offenders convicted at trial received prison sentences. For violent offenders, 92% of those convicted by plea received prison sentences, as did 97% of those convicted at trial. For fraudulent property offenders, 60% of those convicted by plea received prison sentences, compared to 86% of those convicted at trial. And, for regulatory public-order offenders, 46% of those convicted by plea went to prison, but 83% of those convicted at trial did. The average prison term imposed on defendants convicted at trial was longer than the term imposed on defendants convicted by plea. Defendants convicted at trial received 145.1 months, on average, while those convicted by plea received an average of 52.2 months. Drug offenders convicted at trial received an average of 189.3 months as compared to the 70.1 months for drug offenders convicted by a guilty plea. Violent offenders who went to trial received an average sentence of 159.7 months as compared to the 80.9 months for those convicted by plea. Characteristics of offenders sentenced to prison (tables 5.4-5.6) The majority of persons convicted during 2000 were male (85%), white (77%), non-Hispanic (60%), and U.S. citizens (64%). (Percents were calculated from numbers in table 5.4.) The percentage sentenced to prison was not uniform across all categories of age, race, sex, education, and ethnicity. Similarly, the average sentences imposed were not uniform across these categories. However, conclusions about the effect that characteristics may have had on sentencing cannot be drawn from the aggregate patterns in the data. Such an assessment would require detailed information for each category showing the presence or absence of factors that are legally intended to affect sentencing, such as offense severity, weapon use, role in the offense, victim injury, dollar loss, and so forth. One such study of the factors affecting sentencing found that "nearly all of the aggregate differences among sentences for whites, blacks, and Hispanics during 1989-90 can be attributed to characteristics of offenses and offenders that current law and sentencing guidelines establish as legitimate considerations in sentencing decisions."***Douglas C. McDonald and Kenneth E. Carlson, Sentencing in the Federal Courts: Does Race Matter? Washington, D.C.: U.S. Department of Justice, Bureau of Justice Statistics, December 1993 (NCJ 145328).*** Average sentences imposed were longest for males (59.3 months), blacks (83.4 months), non-Hispanics (67.6 months), and U.S. citizens (67.4 months). These longer terms are due in large part because these categories of offenders (males, blacks, non-Hispanics, and U.S. citizens) are more highly concentrated in the offense types (not shown in any table) that also are associated with longer average sentences. In general, within categories of offender characteristics, average prison terms were longer for violent and drug offenses than for property and regulatory public-order offenses. These two offense categories generally are considered to be more serious under the Federal sentencing guidelines than are property and regulatory public-order offenses. As a result, for aggregate tables like the ones presented in this chapter, persons with a certain characteristic may appear to receive more severe sentences on average. The primary reason for the longer averages is the larger number of serious offenses that made up the average sentences. Chapter notes Tables 5.1-5.3 were derived from the AOUSC criminal master data files. Only records of defendants sentenced during October 1, 1999, through September 30, 2000, were selected. Offenses shown in these tables -- offenses of conviction -- are based on the longest actual sentence imposed. Tables 5.4-5.6 were created from AOUSC criminal master data files, supplemented with linked data on offender characteristics from two sources: the United States Sentencing Commission (USSC)monitoring system files (which are limited to records of defendants sentenced under the Federal sentencing guidelines); and the Pretrial Services Information Act System database, maintained by the Pretrial Services Agency (PSA). These two supplemental data files contain information on the characteristics of defendants. Table 5.4 indicates the number of records for which relevant data were available. Percentage distributions were based on records with known values of defendant characteristics and offenses. Means and medians in tables 5.5 and 5.6 were based on the number of records shown in table 5.4. Criminal record, as reported in tables 5.4-5.6, is limited to prior adult convictions. For some defendants in these tables, it is further limited to the portion of their criminal record that is relevant for calculating sentences under the Federal sentencing guidelines. In general, this is limited to sentences imposed within 15 years of the current offense and sentences for offenses committed within the United States. For most defendants, the criminal history used to calculate sentencing guideline ranges is the same as their adult criminal history. Chapter 6 Appeals Discussion Tables October 1, 1999 -- September 30, 2000 Criminal appeals filed, by type of criminal case and offense Criminal appeals filed and criminal appeals terminated, by offense Criminal appeals terminated, by type of criminal case and offense Disposition of criminal appeals terminated on the merits, by offense Criminal appeals cases terminated on the merits, by nature of offense Chapter notes Prior to implementation of the Sentencing Reform Act of 1984, only criminal convictions could be appealed. However, the Sentencing Reform Act provided for the appellate review of sentences imposed given that the sentence was (1) imposed in violation of the law; (2) imposed as the result of an incorrect sentencing guideline application; (3) outside the recommended guideline sentencing range; or (4) imposed for an offense for which no sentencing guideline exists and is plainly unreasonable. Both the defendant and the Government have the right to appeal an imposed sentence.***18 U.S.C. sec. 3742*** Appeals filed (tables 6.1 and 6.2) During 2000 the U.S. Court of Appeals received 9,162 criminal appeals. Of all appeals, 4% were filed by the Government (not shown in a table). Forty-nine percent of appeals filed in 2000 challenged both the conviction and the sentence imposed. About twice as many appeals challenged only the sentence imposed as those that challenged only the conviction (24% versus 11%). Fifteen percent of appeals filed were appeals of convictions for crimes committed before 1987, when the sentencing guidelines took effect. The distribution of appeals by type of appeal filed (sentence, conviction, or both)was relatively constant across the major offense categories underlying the appeal. However, 63% of appeals filed for immigration offenses appealed both the sentence and the conviction, compared to 49% for all criminal categories. Nearly half of all appeals filed (for which the offense is known) were for drug convictions (44%). Appeals for public-order convictions comprised 33% of all appeals filed, property offenses comprised 17%, and the remaining 6% of appeals filed were for violent offenses. Appeals terminated (tables 6.2-6.5) A total of 10,580 appeals terminated during 2000. Of these, 48% were appeals of both the sentence and conviction, 25% were appeals of the sentence only, and 14% were appeals of the conviction only. Fifteen percent were appeals of convictions for offenses sentenced under laws in effect prior to the sentencing guidelines. In nearly half of all appeals terminated in 2000 (for which the offense is known), drug offense convictions underlie the appeal (46%); the underlying offense in 30% of the appeals was a public-order offense; 18% were property offense appeals; and 6% were appeals for violent offense convictions. For 35% of public- order appeals, the underlying offense of conviction was for weapons. Robbery offenses composed 51% and murder composed 18% of the underlying offenses for appeals of a violent conviction. Sixty-one percent of property offense appeals were for fraud convictions. Of the 10,580 appeals terminated during 2000, 76% were terminated on the merits, while the remainder were terminated on procedural grounds. For appeals based on a conviction, 76% of drug offenses and 78% of public-order offenses were terminated on the merits. Also terminated on the merits were 81% of appeals based on a violent conviction and 72% of appeals based on a property conviction. Within these major offense categories, 82% of appeals based on murder convictions were terminated on the merits, as were 81% of weapons offenses, and 79% of robbery offenses. In 78% of appeals terminated on the merits, the district court ruling was affirmed. In another 4% it was partially affirmed. Among appeals terminated on merits, 82% of all drug offense appeals were affirmed, as were 81% of violent offense appeals and 76% of property appeals. Seventy-four percent of public-order offense appeals were affirmed. District court decisions were reversed or remanded back to the court in 9% of the cases. Property offenses and public- order offenses had the highest rate of reversal or being remanded back to the court(10%). Nine percent of violent offense appeals were reversed or remanded, as were 7% of drug offense appeals. Overall, appeals were dismissed in 8% of cases. Among major offense categories, the highest dismissal rate was for public-order appeals (11%), with 21% of immigration appeals dismissed. Chapter notes Tables in chapter 6 were created from the AOUSC appeals database. Records of appeals filed or terminated during October 1, 1999, through September 30, 2000, were selected. Data include records of 9,162 criminal appeals filed during fiscal year 2000 and 10,580 appeals terminated during the same period. The unit of analysis in the appeals data is a single case. Most records in the appeals data report on a single appellant. Appeals were classified into the offense categories that represent the underlying offense of conviction. Offenses represent the statutory offense charged against a defendant in a criminal appeal. Offenses were classified by the AOUSC into their four-digit offense codes. These were then aggregated into the offense categories shown in the tables. Chapter 7 Corrections Discussion Tables October 1, 1999 - September 30, 2000 Federal offenders under supervision, by offense Characteristics of Federal offenders under supervision, by offense Outcomes of probation supervision, by offense Characteristics of offenders terminating probation supervision Outcomes of supervised release, by offense Characteristics of offenders terminating supervised release Outcomes of parole, by offense Characteristics of offenders terminating parole Admissions and releases of Federal prisoners, by offense Characteristics of Federal prison population, by major offense category Number of first releases from Federal prison, by release method and sentence length Average time to first release and percent of sentence served, for prisoners released by standard methods Mean time served to first release, by length of sentence imposed, offense, and type of case, for prisoners released by standard methods Percent of sentence served to first release, by length of sentence imposed, offense, and type of case, for prisoners released by standard methods Characteristics of first releases from prison, by offense, all releases Mean time served to first release from Federal prison for prisoners released by standard methods, by offense and offender characteristics Chapter notes Federal offenders under supervision (tables 7.1 and 7.2) As of the end of fiscal year 2000,there were 99,264 offenders under active Federal supervision, of which most (90%) were felons. Sixty-nine percent of these offenders received one of two forms of post-incarceration supervision: supervised release (63,800) or parole (4,527). The remainder (30,937) were under probation supervision. Most of the probationer population had been convicted of either a property felony (38%) or some type of misdemeanor offense (32%). Fifty-three percent of offenders under supervised release and nearly 50% of parolees had been convicted of a drug offense. Among the 99,264 offenders under active Federal supervision at the end of fiscal year 2000, 79% were male; 64% were white; 83% were of non-Hispanic origin; 38% were over age 40 (compared to 30% who were between 31-40 years of age and 31% who were 30 or younger); 36% had a high school diploma only (compared to 32% who had at least some college and 32% who had less than a high school diploma); and 64% had no known drug history. Outcomes of offenders completing supervision (tables 7.3, 7.5, and 7.7) Probation (table 7.3) -- During 2000, 15,186 offenders completed one or more terms of active probation. Overall, 80% of offenders successfully completed their term of probation, another 18% violated their conditions of probation, and the remaining 2% were administrative closures. Of offenders terminating probation, 6% committed a new crime. Most committed technical violations, including drug use (3%)or absconding (2%). Offenders convicted of violent offenses were less likely than others to successfully complete a term of probation without a violation. During 2000, 36% of probationers convicted of violent offenses violated their conditions of probation, as did 18% of drug, 15% of property, and 10% of public-order offenders. Violent offenders were also more likely to commit new crimes (14%) than were probationers convicted of drug (7%), property (5%), and public-order (4%)offenses. Supervised release (table 7.5)-- During 2000, 22,972 offenders completed terms of supervised release. Overall, 64% of them successfully completed their term of supervised release; 21% committed technical violations, such as drug use (9%)or absconding (5%); and almost 13% of these offenders violated their probation supervision by committing a new crime. The remaining 2% had their supervision administratively terminated. Violent offenders were less likely than others to complete a term of supervised release without a violation. Fifty-six percent of violent offenders violated conditions of supervised release, while 36% of public-order, 32% of drug, and 29% of property offenders violated supervised release. Violent offenders were also more likely to commit new crimes (20%) than offenders convicted of public-order (16%), drug(12%), or property (10%) offenses. Parole (table 7.7)-- During 2000, 1,985 offenders completed terms of parole. Overall, 55% of these offenders successfully completed their term of parole. During 2000, 14% of these offenders violated their supervision by committing a new crime; 26% committed technical violations, such as drug use (12%) or absconding (6%); and 5% completed their parole term through an administrative case closure. Offenders convicted of violent offenses were less likely than others to complete a term of parole without a violation. Sixty percent of violent offenders violated conditions of parole, while 36% of public- order, 30% of drug, and 28% of property offenders violated parole. Violent offenders were also more likely to commit new crimes (21%) than offenders convicted of drug (12%), property (11%), or public- order (10%) offenses. Characteristics of offenders completing supervision (tables 7.4, 7.6, and 7.8) Probation (table 7.4)-- Among offenders who completed a term of probation, 73% were male; 68% were white and 86% were of non-Hispanic origin; 33% were less than age 31 (compared to 21% over age 40); 25% had less than a high school diploma (compared to 38% whose highest education was a high school diploma and 37% who had at least some college education); and 78% had no known drug history. Younger offenders, those with a history of drug abuse, and those with a lower educational background had higher probabilities of violating the conditions of probation. Offenders ages 16 to 20 were more likely (37%) to violate conditions of supervision than probationers in other age groups -- 25% of those ages 21 to 30 and 13% of those over age 30. Probationers with a history of drug abuse were 8 times more likely to violate probation for drug use than offenders who were not drug abusers. Probationers with known histories of drug abuse were also more likely to violate supervision for other reasons (fugitive status or new crimes) than were other probationers. Probationers with lower levels of education were more likely to violate the conditions of probation than those with higher levels of education. Those who did not graduate high school had a 25% violation rate, those whose highest education was a high school diploma had a 18% violation rate, those with some college had a 13% violation rate, and those with a college degree had only a 6% violation rate. Supervised release (table 7.6)-- Among those who completed a term of supervised release, 84% were male; 64% were white; 81% were of non-Hispanic origin; 25% were less than age 31 (41% were over age 40); 38% had only some high school (35% whose highest education was a high school diploma and 27% had at least some college); and 55% had no known drug history. Younger offenders, those with a history of drug abuse, and those with a lower educational background had higher probabilities of violating the conditions of supervised release. Offenders under age 30 were more likely to violate conditions of supervision than offenders in other age groups -- 52% of those under age 31 violated a condition of their supervision compared to 21% of those over age 40. Releasees with a history of drug abuse were almost 4 times more likely to terminate their supervision for technical violations of drug use as were releasees who were not drug abusers. Releasees with known histories of drug abuse were also more likely to violate supervision with technical violations or new crimes. Similarly, releasees with lower levels of education were more likely to violate conditions of supervised release than those with higher levels of education. Those who did not graduate from high school had a 43% violation rate, those whose highest education was a high school diploma had a 34% violation rate, those with some college had a 23% violation rate, and those with a college degree had a 11% violation rate. Parole (table 7.8)-- Among those who completed a term of parole, 96% were male; 62% were white; 87% were of non-Hispanic origin; 83% were over age 40; 46% had only some high school (34% whose highest education was a high school diploma and 16% had at least some college); and 47% had no known drug history. Offenders with a history of drug abuse and those with a lower educational background had higher probabilities of violating the conditions of parole. Releasees with a history of drug abuse were 3 times more likely to terminate their supervision for technical violations of drug use than were releasees who were not drug abusers. Releasees with known histories of drug abuse were also more likely to violate supervision with technical violations or new crimes. Releasees with lower levels of education were usually more likely to violate conditions of parole than those with higher levels of education. Those whose highest education was a high school diploma had a 41% violation rate, those who did not graduate from high school had a 44% violation rate, those with some college had a 30% violation rate, and those with a college degree had a 15% violation rate. Admissions, releases, and standing population of Federal prisoners (table 7.9) The Federal prison population grew by 9,042 persons during fiscal year 2000, increasing from 120,287 sentenced prisoners to 129,329.*** Footnote 1: Tables 7.9-7.16 exclude prisoners sentenced by a District of Columbia Superior Court judge for violations of the DC Criminal Code.*** The greatest growth was among drug and public-order offenders, particularly immigration and weapons offenses. In 2000 the number of drug offenders in prison grew by 4,389 and the number of immigration offenders increased by 3,008. Federal prisoners: First releases and time served (tables 7.11-7.14) During 2000, 40,727 prisoners were released from Federal prison for the first time after serving a sentence imposed by a U.S. district court.***Footnote 2: Tables 7.11-7.16 include only prisoners first released by the BOP during 2000.*** Of these, 36,613 were released by standard means. These standard releases served an average of 28.9 months in prison -- 91% of the sentence imposed, on average.***Footnote 3: Average time to first release is the number of months in Bureau of Prisons facilities minus credits for time spent in jail prior to final disposition or sentencing. Percent of sentence served is the average percentage of each individual prisoner's percent of total sentence obligation served until first release.*** The remaining 4,108 first releases were released by extraordinary means: 2,881 were released early due to participation in a drug treatment program; 346 were deported; and 881 were released for other reasons -- including commutation, death or completion of an intensive confinement program. Drug offenders made up the majority of those released by extraordinary means (87%). Time served until first release varied by offense: Violent offenders served an average of 53.8 months; drug offenders served an average of 41.1 months; public-order offenders served an average of 19.9 months; and property offenders served an average of 16.2 months. During 2000 the average time to first release for public-order offenders was influenced heavily by the relatively short time served by immigration offenders. Immigration offenders composed 65% of all released public-order offenders and, on average, served 13.3 months until first release. This was nearly 7 months fewer than the average time served for all public-order offenders (19.9 months). Exclusive of immigration offenders, public-order offenders served an average of 32.3 months until first release (not shown in a table). While violent and drug offenders served more time before first release, property and public-order offenders served more of their sentences than violent and drug offenders. Old law offenders -- those who committed crimes before implementation of Federal Sentencing Guidelines in November 1987 -- that were released in 2000 are not shown separately in any table. Only 1%, or 455, of released offenders were old law offenders. New law offenders released during 2000 served, on average, 27.9 months in prison (92% of the sentence imposed). Since the Guidelines became effective as of November 1987, new law offenders sentenced to terms of imprisonment greater than 177 months could not have been released by standard means as of the end of fiscal year 2000. *** Footnote 4: The Federal Sentencing Guidelines allow a prisoner up to 54 days per year for good behavior, so a prisoner sentenced to 177 months in prison in November 1987 could have served 154 months of this or her sentence and been released in 2000.*** They could have been released for extraordinary reasons such as death, commutation, or treaty transfer. ***Footnote 5: Prisoners released for extraordinary reasons have been excluded from all time served and percent of sentence served calculations.*** Characteristics of Federal prisoners (tables 7.10, 7.15, and 7.16) Standing population (table 7.10) -- Of prisoners in Federal prison at the end of 2000, 93% were male, 58% were white, 39% were black, 31% were Hispanic, and 72% were U.S. citizens. Fifty-four percent of the yearend population were 31 years of age or older. This portrait of the Federal prison population was similar across offenses, except for the ethnicity and citizenship of violent and property offenders. More than 92% of these offenders were non-Hispanic and U.S. citizens. Prisoners released (table 7.15) -- Of prisoners released during 2000, 88% were male, 73% were white, 24% were black, 44% were Hispanic, and 58% were U.S. citizens. Fifty-four percent were 31 years of age or older. These patterns were most similar for those released for drug offenses, and least similar for offenders released for violent offenses. Ninety-two percent of released violent offenders were male, 49% were white, 24% were black, 8% were Hispanic and 95% were U.S. citizens. Time served to first release(table 7.16)-- Of prisoners released by standard methods, males served more time than females (30.0 months versus 20.2 months); blacks served more time than whites (40. 4 months versus 25.1 months); and non- Hispanics served more time than Hispanics (33.8 months versus 23.0 months). Older persons served more time than younger (until over age 40), and U.S. citizens served more time than noncitizens. However, across offenses, the overall pattern does not apply. For example, blacks served more time on average than whites, but among property offenders released from prison, whites served more time than blacks. White offenders served an average of 21.0 months for non-fraudulent property offenses compared to 16.4 months by black offenders. Among violent offenders, Hispanics and non-Hispanics both served about 54 months in prison before being released. Glossary Acquittal -- legal judgment that a criminal defendant has not been proven guilty beyond a reasonable doubt of the charges against him. Affirmed -- in the appellate courts, the decree or order is declared valid and will stand as rendered in the lower court. Agriculture violations -- violations of the Federal statutes on agriculture and conservation: for example, violations of the Agricultural Acts, Insecticide Act, and the Packers and Stockyards Act, 1921; also violations of laws concerning plant quarantine and the handling of animals pertaining to research (7 U.S.C., except sections on food stamps (fraud); also 16 U.S.C. sections relating generally to violations in operating public parks, such as trespassing for hunting, shooting, and fishing). Antitrust violations -- offenses relating to Federal antitrust statutes, which aim to protect trade and commerce from unlawful restraints, price fixing, monopolies (for example, 15 U.S.C. sec.sec. 1, 3, 8, 20, and 70(i)), and discrimination in pricing or in furnishing services or facilities (15 U.S.C. sec.sec. 13(c) and 13(e)). Appeal -- a review by a higher court of a judgment or decision of a lower court. Appeals, U.S. Court of -- an intermediate Federal court, inferior to the U.S. Supreme Court, but higher than the U.S. district court. The function of the U.S. court of appeals is to review the final decisions of the district courts, if challenged. There are 13 courts of appeal in the Federal system representing the 12 judicial circuits and the Federal circuit (28 U.S.C. sec. 41). Appellant -- the party which takes an appeal from 1 court or jurisdiction to another; opposite of appellee. Appellee -- the party against whom the appeal is taken; opposite of appellant. Arson -- willfully or maliciously setting, or attempting to set, fire to any property within the special maritime and territorial jurisdiction of the United States as defined in 18 U.S.C. sec. 7 (18 U.S.C. sec. 81; and 49A U.S.C. sec.sec. 1804 and 1809). (See also, "Explosives.") Assault -- intentionally inflicting or attempting or threatening to inflict bodily injury to another person. Applies to anyone within the special maritime and territorial jurisdiction of the United States as defined in 18 U.S.C. sec. 7, or to any Government official, foreign official, official guest, internationally protected person, or any officer or employee of the United States designated in 18 U.S.C. sec. 1114 (for example, 16 U.S.C. sec.sec. 1857(e)and 1859; 18 U.S.C. sec.sec. 111(a), 112(b), 113(c)(e), 114, 115(c), 351(d)(e), 372, 373, 1502, 1751 (c), 1959, 2118(c), and 2231(a); 21 U.S.C. sec.sec. 461(c), 675(b), and 1041(c); 26 U.S.C. sec.sec. 7212(a)(b); 29 U.S.C. sec. 1141;46 U.S.C. sec. 701; and 49A U.S.C. sec. 1472(k)); also certain violations of the Fair Housing Act of 1968 (42 U.S.C. sec.sec. 3610 and 3631). Bail -- the sum of money promised as a condition of release, to be paid if a released defendant defaults (18 U.S.C. sec. 3142(c)). Bribery -- offering or promising anything of value with intent to unlawfully influence a public official in the discharge of official duties. Applies generally to bank employees, officers or employees of the U.S. Government, witnesses, or any common carrier. Includes soliciting or receiving anything of value in consideration of aiding a person to obtain employment in the U.S. Government. Also, receiving or soliciting any remuneration, directly or indirectly, in cash or any kind in return for purchasing, ordering, leasing, or recommending to purchase any good, service, or facility (18 U.S.C. sec.sec. 201(a),203(a) (b), 204, 207(a)(c), 208, 210, 211, 213, 215, and 663; 21 U.S.C. sec. 622; 46 U.S.C. sec. 239(i); and 49 U.S.C. sec.sec. 104, 917(b), and 11904(b)). Burglary -- breaking and entering into another's property with intent to steal within the special maritime and territorial jurisdiction of the United States, as defined in 18 U.S.C. sec. 7. Includes breaking and entering into any official bank, credit union, savings and loan institution, post office, vessel or steamboat assigned to the use of mail service, or personal property of the United States; or breaking the seal or lock of any carrier facility containing interstate or foreign shipments of freight or express (18 U.S.C. sec.sec. sec. 2111, 2113(a), and 2115-17). Career offender -- defendants are counted as career offenders if they are at least 18 years old at the time of the instant offense, if the instant offense of conviction is a felony -- that is either a crime of violence or a drug crime; and if they have at least two prior felony convictions of either a crime of violence or a drug crime. Case -- in this Compendium, a judicial proceeding for the determination of a controversy between parties wherein rights are enforced or protected, or wrongs are prevented or redressed; any proceeding judicial in its nature. Civil rights -- violations of civil liberties such as the personal, natural rights guaranteed and protected by the Constitution. Includes the Civil Rights Acts, such as those enacted after the Civil War, and more recently in 1957 and 1964. Collateral bond -- an agreement made by a defendant as a condition of his or her pretrial release that requires the defendant to post property valued at the full bail amount as an assurance of his or her intention to appear at trial. Communication -- violations covering areas of communication such as the Communications Act of 1934 (including wire tapping and wire interception). A communication is ordinarily considered to be a deliberate interchange of thoughts or opinions between two or more persons. Community confinement -- a form of commitment either as a substitute for Federal imprisonment or as a condition of probation in a community treatment center, halfway house, restitution center, mental health facility, alcohol or drug rehabilitation center, or other community facility; and participation in gainful employment, employment search efforts, community service, vocational training, treatment, educational programs, or similar facility-approved programs during non-residential hours. Under the Federal sentencing guidelines, community confinement may be a substitute for imprisonment on a day-to-day basis for defendants with a guideline maximum of less than 16 months of imprisonment (see also, U.S.S.G. sec. 5C1.1(e)). Complaint -- a written statement of the essential facts constituting the offense charged, with an offer to prove the fact, so that a prosecution may be instituted. The complaint can be "taken out" by the victim, the police officer, the district attorney, or other interested party. Concurrent sentence -- a sentence imposed which is to be served at the same time as another sentence imposed earlier or during the same proceeding (18 U.S.C. sec. 3584). (See also, "Consecutive sentence.") Conditional release -- in this Compendium, at the pretrial stage, a conditional release is release from detention contingent on any combination of restrictions that are deemed necessary to guarantee the defendant's appearance at trial or the safety of the community (see text in Chapter 2 of this Compendium.) Consecutive sentence -- a sentence imposed that will follow another sentence imposed earlier or during the same proceeding; opposite of concurrent sentence. Conspiracy -- an agreement by two or more persons to commit or to effect the commission of an unlawful act or to use unlawful means to accomplish an act that is not in itself unlawful; also any overt act in furtherance of the agreement. A person charged with conspiracy is classified under the substantive offense alleged. Continuing criminal enterprise -- a felony committed as part of a continuing series of violations, which is undertaken by a person in concert with five or more other persons with respect to whom such person occupies a position of organizer, a supervisory position, or any other position of management, and from which such person obtains substantial income or resources (21 U.S.C. sec. 848(c)). Conviction -- the result of a criminal trial which ends in a judgment that the defendant is guilty. The final judgment on a verdict or finding of guilty, a plea of guilty, or a plea of nolo contendere, but does not include a final judgment which has been expunged by pardon, reversed, set aside, or otherwise rendered invalid. Corporate surety -- in this Compendium,a surety; one who has entered into a bond to give surety for another; for example, bail bondsman. As a condition of his or her release, the defendant enters into an agreement that requires a third party such as a bail bondsman to promise to pay the full bail amount in the event that the defendant fails to appear. (See also, "Surety bond.") Counterfeiting -- falsely making, forging, or altering obligations with a view to deceive or defraud, by passing the copy or thing forged for that which is original or genuine. Applies to obligation or security of the United States, foreign obligation or security, coin or bar stamped at any mint in the United States, money order issued by the Postal Service, domestic or foreign stamp, or seal of any department or agency of the United States. Includes passing, selling, attempting to pass or sell, or bringing into the United States any of the above falsely made articles. Also, making, selling, or possessing any plates or stones (or any other thing or instrument)used for printing counterfeit obligations or securities of the United States, foreign obligations or securities, Government transportation requests, or postal stamp; or knowingly and intentionally trafficking in falsified labels affixed to phonorecords, motion pictures, or audio visual works (for example, 18 U.S.C. sec.sec. 471, 473, 477, 479, 481, 485, 487, 501, 507, 509, 513(b), 2318, and 2320). Courts -- See "Appeals, U.S. Court of" and "District court, U.S." Pursuant to Article III of the Constitution, judicial power is vested in the following Federal Courts: The U.S. Supreme Court, the U.S. Court of Appeals for the District of Columbia, and the U.S. district court for the District of Columbia. Criminal career -- the longitudinal sequence of crimes committed by an individual offender. Criminal history category -- under the Federal sentencing guidelines, a quantification of the defendant's prior criminal record and the defendant's propensity to recidivate. Guideline criminal history categories range from Category I (primarily first-time offenders) to Category VI (career criminals). Custom laws -- violations regarding taxes which are payable upon goods and merchandise imported or exported. Includes the duties, toll, tribute, or tariff payable upon merchandise exported or imported. Deadly or dangerous weapon -- an instrument capable of inflicting death or serious bodily injury. Declination -- the decision by a prosecutor not to file a case in a matter received for investigation. In this Compendium, immediate declinations (i.e., where less than 1 hour of time is spent on a case)are excluded. Defendant -- the party against whom relief or recovery is sought in an action or suit, or the accused in a criminal case. Departure -- under the Federal sentencing guidelines, the term used to describe a sentence imposed outside the applicable guideline sentencing range. A court may depart when it finds an aggravating or mitigating circumstance of a kind, or to a degree, not adequately taken into consideration by the Sentencing Commission in formulating the guidelines that should result in a sentence different from that described (18 U.S.C. sec. 3553(b); U.S.S.G. sec. 5K2.0). (See also, "Substantial assistance.") Deposit bond -- an agreement made by a defendant as a condition of his or her release that requires the defendant to post a fraction of the bail before he or she is released. Detention -- the legally authorized confinement of persons after arrest, whether before or during prosecution. Only those persons held 2 or more days are classified as detained in this Compendium. Dismissal -- termination of a case before trial or other final judgment (including nolle prosequi and deferred prosecution). Disposition -- the decision made on a case brought before a criminal court. Distribution -- delivery (other than by administering or dispensing) of a controlled substance (21 U.S.C. sec. 802(6)). The term "controlled substance" means any drug or other substance, or immediate precursor, included in schedule I, II, III, IV, or V of part B of subchapter I of Chapter 13 (title 21). The term does not include distilled spirits, wine, malt beverages, or tobacco, as those terms are defined or used in subtitle E of the Internal Revenue Code of 1986. District court, U.S. -- trial courts with general Federal jurisdiction over cases involving Federal laws or offenses and actions between citizens of different States. District of Columbia -- the jurisdiction of the U.S. district court for the District of Columbia. This Compendium includes Federal offenses prosecuted in U.S. district courts, and except for tables based on data from the Bureau of Prisons, excludes violations of the District of Columbia Code and cases prosecuted in the District of Columbia Superior Court. Drug offenses -- offenses under a Federal or State laws prohibiting the manufacture, import, export, distribution, or dispensing of a controlled substance (or counterfeit substance), or the possession of a controlled substance (or a counterfeit substance) with intent to manufacture, import, export, distribute, or dispense. Also using any communication facilities which causes or facilitates a felony under title 21, or furnishing of fraudulent or false information concerning prescriptions as well as any other unspecified drug-related offense. (See also, "Distribution," "Possession," and "Trafficking.") Embezzlement -- the fraudulent appropriation of property by a person to whom such property has been lawfully entrusted. Includes offenses committed by bank officers or employees; officers or employees of the Postal Service; officers of lending, credit, or insurance institutions; any officer or employee of a corporation or association engaged in commerce as a common carrier; court officers of the U.S. courts; or officers or employees of the United States. Also, stealing from employment and training funds, programs receiving Federal funds, and Indian tribal organizations; or selling, conveying, or disposing of any money, property, records, or thing of value to the United States or any department thereof without authority (for example, 15 U.S.C. sec. 645(c); 18 U.S.C. sec.sec. 153, 334, 642-57, 665(a)(b), 666(b), 1163, 1709, 1711, 1956, and 1957; 25 U.S.C. sec. 450(d); 29 U.S.C. sec. 502(b); and 42 U.S.C. sec.sec. 1760, 2971, and 3220(b)). Escape -- departing or attempting to depart from the custody of a correctional institution; a judicial, correctional, or law enforcement officer; or a hospital where one is committed for drug abuse and drug dependency problems. Knowingly advising, aiding, assisting, or procuring the escape or attempted escape of any person from a correctional facility, an officer, or the above- mentioned hospital as well as concealing an escapee. Providing or attempting to provide to an inmate in prison a prohibited object; or making, possessing, obtaining, or attempting to make or obtain a prohibited object(as defined in 18 U.S.C. sec. 1791 (d)(1)(A)). Instigating, assisting, attempting to cause, or causing any mutiny or riot at any Federal penal, detention, or correctional facility, or conveying into any of these institutions any dangerous instrumentalities (for example, 18 U.S.C. sec.sec. 751(a)(b), 752(a), 753, 755-56, 1071, 1073, 1791(a)(c), (d)(1)(A), 1792, 3146(a)(b)(d), 3147 and 3615; 28 U.S.C. sec. 1826; 42 U.S.C. sec.sec. 261 and 3425; and 50 U.S.C sec. 823). Explosives -- violations of Federal law involving importation, manufacture, distribution, and storage of explosive material. Includes unlawful receipt, possession or transportation of explosives without a license (18 U.S.C. sec. 842(a)), where prohibited by law (18 U.S.C. sec. 842(c), or using explosives during commission of a felony (18 U.S.C. sec. 844(h)). Also includes violations relating to dealing in stolen explosives (18 U.S.C. sec. 842(h)), using mail or other form of communication to threaten an individual with explosives (18 U.S.C. sec. 844(e), and possessing explosive materials at an airport (18 U.S.C. sec. 844(g), and 49A U.S.C. sec.sec. 1804 and 1809). (See also, "Arson" and 18 U.S.C. sec.sec. 842(e)(g)(i)(k); and sec. 844(b).) Failure to appear -- willful absence from any court appointment. Felony -- a criminal offense punishable by death or imprisonment for a term exceeding 1 year. According to 18 U.S.C. sec. 3559, felonies are classified into 5 grades based on maximum terms of imprisonment: Class A felony, if the maximum term is life im- prisonment, or if the maximum penalty is death; Class B, if 25 years or more; Class C, if less than 25 years, but 10 years or more; Class D, if less than 10 years, but five or more years; and Class E, if less than 5 years, but more than 1. Filing -- the initiation of a criminal case in U.S. district court by formal submission to the court of a charging document alleging that one or more named persons have committed one or more specified offenses. In this Compendium, each defendant in a case is counted separately, and only the most serious alleged offense is considered. Financial conditions -- monetary conditions upon which release of a defendant before trial is contingent. Includes deposit bond, surety bond, and collateral bond. (See also, "Specific definitions.") First release -- in this Compendium, prisoners who are released from the Bureau of Prisons for the first time after their commitment by a U.S. district court(i.e., excludes offenders who are returned to prison after their first release, such as probation, parole, etc.). Food and drug violations -- violations of the Federal Food, Drug, and Cosmetic Act such as regulations for clean and sanitary movement of animals (21 U.S.C. sec. 134(b)), adulteration or misbranding of any food or drug (21 U.S.C. sec. 331(a)), failure to transmit information about prescription drugs (21 U.S.C. sec. 331(o)), and intent to defraud and distribute adulterated material (21 U.S.C. sec. 676). (See also, 18 U.S.C. sec. 1365(b); 21 U.S.C. sec.sec. 17, 22, 63, 115, 122, 126, 134(d), 142, 144, 151, 153, 155, 158, 201, 205, 209, 210, 212, 331(b)-(g), 331(i)-(n)(p)(t), 333(a), 458(a), 459, 460(a)-(d), 461(a), 463, 466, 610(a)(c), 611(a), 620, 642, 1037, 1041(a), and 1175.) Forgery -- falsely making or materially altering a document with the intent to defraud. Includes such falsification with intent to pass off as genuine any of the following: U.S. Postal Service money order; postmarking stamp or impression; obligation or security of the United States; foreign obligation, security, or bank note; contractors' bond, bid, or public record; deed; power of attorney; letters patent; seal of a court or any department or agency of the U.S. Government; the signature of a judge or court officer; ships' papers; documents on entry of vessels; customs matters; coin or bar; and so forth. Also includes making, possessing, selling, or printing plates or stones for counterfeiting obligations or securities, and detaching, altering, or defacing any official, device, mark or certificate (for example, 18 U.S.C. sec. sec. 483, 493, 495, 497, 503, 505, 510(a) (b), and 511; 19 U.S.C. sec. 1436; and 21 U.S.C. sec.sec. 458(b)(c)). Fraud -- unlawfully depriving a person of his or her property or legal rights through intentional misrepresentation of fact or deceit other than forgery or counterfeiting. Includes violations of statutes pertaining to lending and credit institutions, the Postal Service, interstate wire, radio, television, computer, credit card, veterans benefits, allotments, bankruptcy, marketing agreements, commodity credit, the Securities and Exchange Commission, railroad retirement, unemployment, Social Security, food stamp, false personation, citizenship, passports, conspiracy, and claims and statements, excluding tax fraud. The category excludes fraud involving tax violations that are shown in a separate category under "Public-order, other offenses." (See also, specific offenses in this glossary for citations.) Fraudulent property offenses -- see "Property offenses, fraudulent." Gambling -- the Federal offense of transporting, manufacturing, selling, possessing, or using any gambling device in the District of Columbia or any possession of the United States or within Indian country or the special maritime and territorial jurisdiction of the United States as defined in 18 U.S.C. sec. 7. Includes transporting gambling devices in the jurisdiction of the United States (except under authority of the Federal Trade Commission or any State that has a law providing for their exemption from these provisions), transmitting wagering information in interstate or foreign commerce, interstate transporting of wagering paraphernalia, importing or transporting lottery tickets, or mailing lottery tickets or related matter (for example, 15 U.S.C. sec.sec. 1173 and 1175; and 18 U.S.C. sec.sec. 1082(a), 1084, 1302, 1956, and 1962). Good-time -- time credited toward early release to an offender for good behavior in imprisonment. Under the 1984 Sentencing Reform Act, two classes of prisoners are ineligible to receive good-time credits: (1) misdemeanants serving a term of imprisonment of 1 year or less; and (2) felons serving life sentences. All other Federal prisoners receive a flat allocation of 54 days per year of sentence served; credit for a partial year remaining at the end of the sentence is prorated. The annual allotment does not change according to the length of time a Federal inmate already has spent in prison (18 U.S.C. sec. 3624(b)). Guideline sentencing range -- under the Federal sentencing guidelines, the range of imprisonment corresponding to the applicable guideline offense level and criminal history category. The guideline offense level incorporates any minimum terms of imprisonment required by statute as well as the statutory maximum term of imprisonment, where applicable. Guilty plea -- a plea in response to formal charges admitting that the defendant committed offenses as charged. In this Compendium, this category also includes pleas of nolo contendere. Hispanic -- ethnic category based on classification by reporting agency. Hispanic persons may be of any race. Home detention -- a form of confinement and supervision either as a substitute for imprisonment or as a condition of probation that restricts the defendant to his place of residence continuously (except for authorized absences) and enforced by appropriate means of surveillance by the probation office. Under the Federal sentencing guidelines, home detention may be a substitute for imprisonment on a day to day basis for defendants with a guideline maximum sentence of less than 16 months imprisonment. (See also, U.S.S.G. sec. 5C1.1.) Homicide -- see "Murder." Immigration offenses -- offenses involving illegal entrance into the United States, illegally reentering after being deported, willfully failing to deport when so ordered, willfully remaining beyond days allowed on conditional permit, or falsely representing oneself to be a citizen of the United States. Includes violations relating to provisions for special agricultural workers and to those relating to limitations on immigrant status (such as employment). Also includes bringing in or harboring any aliens not duly admitted by an immigration officer (for example, 8 U.S.C. sec.sec. 1160, 1252(d), 1255, 1282(a), 1286, 1324-25, and 1326(a)). Incarceration -- any sentence of confinement, including prison, jail, and other residential placements. Indeterminate sentence -- a prison sentence whose maximum or minimum term is not specifically established at the time of sentencing (18 U.S.C. sec.sec. 4205(b)(1) (2)). Indictment -- the formal charging of the defendant with a particular crime by a grand jury. In the Federal system, a defendant may waive indictment and be proceeded against through an information. (See also, Fed. R. Crim. P. 7(b).) Information -- the formal accusation charging the defendant with a particular crime but brought by the U.S. Attorney rather than by the grand jury. Infraction -- an offense for which the maximum term of imprisonment is 5 days or less, or where no imprisonment is authorized, according to 18 U.S.C.3559. Instant offense -- the offense of conviction, and all relevant conduct under U.S.S.G sec. 1B1.3. Intermittent confinement -- a form of commitment, in a prison or jail, either as a substitute for imprisonment or as a condition of probation. Under the Federal sentencing guidelines, intermittent confinement may be a substitute for imprisonment (each 24 hours of intermittent confinement is credited as 1 day of incarceration) for defendants with a guideline maximum of less than 16 months imprisonment. (See also, U.S.S.G. sec. 5C1.1.) Jurisdictional offenses -- acts that are Federal crimes because of the place in which they occur (such as on an aircraft, on Federal land or property) and for certain crimes on Indian reservations or at sea, but which cannot be classified in a more specific substantive category. Juvenile -- a person who has not attained the age of 18 years; or for the purposes of a juvenile delinquency hearing, a person who has not attained the age of 21 years (18 U.S.C. sec. 5031). Juvenile delinquency -- a violation of Federal law committed by a person prior to the age of 18 years which would have been a crime if committed by an adult(18 U.S.C. sec. 5031). Kidnaping -- unlawfully seizing any person as defined in 18 U.S.C. sec. 1201 for ransom or reward, except in the case of a minor by a parent. Includes receiving, possessing, or disposing of any money or other property that has been delivered as ransom or reward in connection with a kidnaping as well as conspiring to kidnap. Also, includes kidnaping or attempting to kidnap any Government official, the President of the United States, the President-elect, the Vice President, any foreign official, any official guest, or any internationally protected person. (See also, 18 U.S.C. sec. 351(b); and hostage taking as defined in 18 U.S.C. sec. 1203.) Labor law violations -- violations of, for example, the Fair Labor Standards Act of 1938 and the Taft-Hartley Act, which govern a broad spectrum of activities relating to labor-management relations (for example, 29 U.S.C. sec. sec. 186(a), 461(a), 463, 1021(b), 1022, 1023(b)(d), 1024(a)(c), 1027, 1111(a)(b), 1112(c), 1811, 1816, 1821 and 1851). Larceny -- the act of taking and carrying away any personal property of another with intent to steal or convert it to one's own use or gain. Includes stealing, possessing or illegally selling or disposing of anything of value to the United States or any of its departments or agencies; or stealing from a bank, the Postal Service, or any interstate or foreign shipments by carrier. Also encompasses receiving or possessing stolen property or pirate property; and stealing or obtaining by fraud any funds, assets, or that belong to, or are entrusted to, the custody of an Indian tribal organization (for example, 18 U.S.C. sec.sec. 641, 659, 661-62, 667, 1168(a), 1704, 1707, and 2113(b)). (This offense category excludes the transportation of stolen property.) Liquor violations -- violations of Internal Revenue Service laws on liquor, as well as violations of liquor laws not cited under these laws, such as dispensing or unlawfully possessing intoxicants in Indian country; transporting intoxicating liquors into any State, territory, district, or possession where sale is prohibited; shipping packages containing unmarked and unlabeled intoxicants; shipping liquor by C.O.D.; knowingly delivering a liquor shipment to someone other than to whom it has been consigned; and violating in any way the Federal Alcohol Administration Act (for example, 18 U.S.C. sec.sec. 1154, 1156, 1263 and 1265; 26 U.S.C. sec.sec. 5113, 5171(c), 5179, 5214, 5222, 5291, 5301(b), 5601, 5603(a), 5604, 5606, 5608(a), 5661(a), 5662, 5672, 5681(a)(c), 5683, 5685(b) and 5687; and 27 U.S.C. sec.sec. 203, 205(f), 206(b) and 208(a)). Magistrates (U.S.) (Federal) -- judicial officers appointed by judges of Federal district courts having many but not all of the powers of a judge. Magistrates are designated to hear a wide variety of motions and other pretrial matters in both criminal and civil cases. With consent of the parties, they may conduct civil or misdemeanor criminal trials. Magistrates, however, may not preside over felony trials or over jury selection in felony cases. Mailing or transportation of obscene materials -- a violation of Federal law relating to knowingly using the mail for mailing obscene or crime-inciting matter, as defined in 18 U.S.C. sec. 1461 and 39 U.S.C. sec. 3001(e). Also includes transporting for sale or distribution, importing, or transporting any obscene matter in interstate or foreign commerce. (See also, 18 U.S.C. sec.sec. 1462-63.) Major offense (while on conditional release) -- allegation, arrest, or con- viction of a crime for which the minimum sentence is incarceration for over 90 days or greater than 1 year on probation. (See also, PACTS Statistical Reporting Guide, Version 1.0, Administrative Office of the U.S. Courts.) Mandatory sentences -- a sentence that includes a minimum term of imprisonment that the sentencing court is statutorily required to impose barring the government's motion of substantial assistance. See, for example, 18 U.S.C. sec.sec. 841 and 960, which provide for mandatory sentences ranging from 5 years imprisonment to life imprisonment depending on the quantity of drugs involved. Mandatory sentencing enhancement -- a form of mandatory sentence in which the minimum term of imprisonment is to be imposed consecutive to any other term of imprisonment imposed. See, for example, 18 U.S.C. sec. 924(c), which provides for a 5-year to lifetime enhancement for the use of a firearm during the commission of a crime; 18 U.S.C. sec. 844(h), which provides for a 5-year enhancement for use of firearms or explosives during the commission of a crime; and 18 U.S.C. sec. 929 which provides for a 5-year enhancement for the use of armor-piercing ammunition during the commission of a crime. Mandatory release -- the release of an inmate from prison after confinement for a time period equal to his or her full sentence minus statutory good-time, if any. Federal prisoners released on mandatory release may still be subject to a period of post-release community supervision. Matter -- in this Compendium, a potential case under review by a U.S. attorney on which more than 1 hour is expended. Matters concluded -- in this Compendium, matters about which a final decision has been reached by a U.S. attorney. Specifically includes matters filed as cases, matters declined after investigation, matters referred for disposition by U.S. magistrates, and matters otherwise terminated without reaching court. Migratory birds offenses -- violations of acts relating to birds which move from one place to another in season. Includes taking, killing, or possessing migratory birds, or any part, nest, or egg thereof, in violation of Federal regulations or the transportation laws of the State, territory, or district from which the bird was taken. Also, misuse or non-use of a migratory-bird hunting and conservation stamp (for example, 16 U.S.C. sec.sec. 690(g), 701, 703, 704-6, 707(b), 708, 711, and 718(a)(e)(g)). Minor offense (while on conditional release) -- conviction of a crime for which the maximum sentence is incarceration for 90 days or less, probation of 1 year or less, or a fine of $500 or less. (See also, PACTS Statistical Reporting Guide, Version 1.0, Administrative Office of the U.S. Courts.) Misdemeanor -- a criminal offense punishable by a jail term not exceeding 1 year and any offense specifically defined as a misdemeanor by the Administrative Office of the U.S. Courts for the purposes of data collection. According to 18 U.S.C. sec. 3559, misdemeanors are classified in 3 letter grades, based on the maximum terms of imprisonment: Class A, if 1 year or less, but more than 6 months; Class B, if 6 months or less, but more than 30 days; and Class C, 30 days or less, but more than 5 days. (This category includes offenses previously called minor offenses that were reclassified under the Federal Magistrate Act of 1979.) Mixed sentence -- a sentence requiring the convicted offender to serve a term of imprisonment, followed by a term of probation. Unless otherwise noted, offenders receiving mixed sentences are included in both incarceration and probation categories. Most serious offense -- in this Compendium, the offense with the greatest potential sentence; or with respect to tables describing Federal prisoners, the offense with the greatest imposed sentence (for example, prison data in Chapter 6). Motor carrier violations -- violations of the Federal statutes relating to the Motor Carrier Act, which regulates (routes, rates) of motor carriers of freight and passengers in interstate commerce. The Act is administered by the Interstate Commerce Commission (for example, 15 U.S.C. sec.sec. 1984, 1986, 1988 and 1990; 49 U.S.C. sec.sec. 117(a), 301(f), 303(f), 322(a)(d), 411, 526, 917(f), 1021(b)(f), 11703, 11903(a), 11904, 11907, 11909(a), 11909(c), 11910, 11913, and 11914; and 49A U.S.C. sec. 120). Motor vehicle theft -- interstate or foreign transporting, receiving, concealing, storing, bartering, selling, or disposing of any stolen motor vehicle or aircraft(for example, 18 U.S.C. sec.sec. 2119, 2313, and 2322; and 49A U.S.C. sec. 1472(i)). Murder -- the unlawful killing of a human being with malice aforethought, either express or implied. Nonnegligent manslaughter is the unlawful killing of a human being without malice. This offense covers committing or attempting to commit murder (first or second degree) or voluntary manslaughter within the special maritime and territorial jurisdiction of the United States (18 U.S.C. sec. 7). Includes killing or attempting to kill any Government official, the President of the United States, the President-elect, the Vice President, any officers and employees of the United States, any foreign officials, any official guests, or any internationally protected persons. As applied to the owner or charterer of any steamboat or vessel, knowingly and willfully causing or allowing fraud, neglect, misconduct, or violation of any law resulting in loss of life (18 U.S.C. secsec. 113(a), 115(a), 1111-13, 1115, 1117, 1512(a)(1), 1751(a), and 2332(b)). National defense violations -- violations of the national defense laws on the Military Selective Service Act, the Defense Production Act of 1950, the Economic Stabilization Act of 1970 (which includes prices, rents, and wages), the Subversive Activities Control Act, alien registration, treason (including espionage, sabotage, sedition, and the Smith Act of 1940); also violations relating to energy facilities, curfew and restricted areas, exportation of war materials, trading with an enemy, illegal use of uniform and any other violations of the Federal statutes concerning national defense (for example, 8 U.S.C. sec.sec. 1304(e) and 1306(b)(d); 10 U.S.C. sec.sec. 976 and 2408; 18 U.S.C. se.sec. 703, 705, 711, 713, 792, 794, 797, 799, 953, 961, 965, 967, 970, 1366(a), 1382, 2152, 2153(b), 2154(b), 2155(b), 2156(b), 2382, 2384, 2386, 2388(a)(c), and 2390; 22 U.S.C. sec.sec. 253, 286, 447, 447(c), 450, 455, 612, 614(b)(f), 617, 1178(c), 1182, 1199, 1978(c), 2778(b), 4198, 4202 and 5113(c); 42 U.S.C. sec.sec. 2274(b), 2276, 2278(b) and 2384(b); and 50A U.S.C. sec.sec. 2, 3(a)(c), 16, 167, 210, 322, 324, 326, 328, 421(a)(c), 462, 468(b), 643(a), 781, 783(b)(d), 789, 794, 797, 851, 1152, 1705, 1436(e), 1809(c), 2062, 2071(b), 2073, 2405(a)(b), and 2410(b)). Negligent manslaughter -- causing the death of another, within the special maritime and territorial jurisdiction of the United States as defined in 18 U.S.C. sec. 7, by wanton or reckless disregard for human life. Also negligent manslaughter of any Government official, the President of the United States, the President-elect, the Vice President, any officers and employees of the United States, any foreign officials, any official guests, or any internationally protected persons. This offense category also includes misconduct, negligence, or inattention to duties by ship officers on a steamboat or vessel resulting in death to any person (18 U.S.C. sec.1112). New law -- In this Compendium defendants convicted and sentenced pursuant to the Sentencing Reform Act of 1984. (See also "Old law.") Nolo contendere -- defendant's plea in a criminal case indicating that he or she will not contest charges, but not admitting or denying guilt. Non-citizen -- a person who is without U.S. citizenship, including legal aliens (for example, resident aliens, tourists, and refugees/asylees) and illegal aliens. Nonviolent sex offenses -- transporting, coercing, or enticing any individual (including minors) to go from one place to another in interstate or foreign commerce, in the District of Columbia, or in any territory or possession of the United States with the intent and purpose to engage in prostitution, or any sexual activity for which any person can be charged with a criminal offense (8 U.S.C. sec. 1328 and 18 U.S.C. sec.sec. 1460, 1466, 2251-52, 2257, 2421 and 2423). Not convicted -- acquittal by bench or jury trial, mistrial, and dismissal (including nolle prosequi and deferred prosecution). Not guilty -- plea entered by the accused to a criminal charge. If the defendant refuses to plead, the court will enter a plea of not guilty. Also the form of a verdict in a criminal trial where the jury acquits the defendant. Offense -- violation of U.S. criminal law. In this Compendium, where more than 1 offense is charged, the offense with the greatest potential penalty is reported. Offense level -- under the Federal sentencing guidelines, a quantification of the relative seriousness of the offense of conviction and any offense-specific aggravating or mitigating factors. Guideline offense levels range from level 1(the least serious offense) to level 43(the most serious offense). Old law -- in this Compendium, defendants convicted and sentenced pursuant to laws applicable before the Sentencing Reform Act of 1984.(See also,"New law.") Parole -- period of supervision after release from custody before the expiration of sentence. The U.S. Parole Commission is empowered to grant, modify or revoke the parole of all Federal offenders. Pursuant to the Sentencing Reform Act of 1984, parole was abolished and defendants are required to serve the imposed sentence (less 54 days per year good-time for sen- tences greater than 1 year, but not life imprisonment), followed by a term of supervised release. Because of the number of Federal inmates sentenced under pre- Sentencing Reform provisions, parole is being phased out. Perjury -- a false material declaration under oath in any proceeding before or ancillary to any court or grand jury of the United States. Includes knowingly or willfully giving false evidence or swearing to false statements under oath or by any means procuring or instigating any person to commit perjury. This offense also includes any officers and employees of the Government listed under 13 U.S.C. sec.sec. 21-25 who willfully or knowingly furnish, or cause to be furnished, any false information or statement (for example, 2 U.S.C. sec. 192; 13 U.S.C. sec. 213; 15 U.S.C. sec. 2614; 18 U.S.C. sec.sec. 401, 402, 1504, 1506, 1508, 1510, 1512(b), 1513, and 1622; 28 U.S.C. sec. 1866(g); 42 U.S.C. sec. 5411; 43 U.S.C. sec. 104; and 49A U.S.C. sec.sec. 1472 (m)(o)). Personal recognizance -- pretrial release condition in which the defendant promises to appear at trial and no financial conditions are required to be met. Petty offense -- a Class B misdemeanor, a Class C misdemeanor, or an infraction with fines as specified in 18 U.S.C. sec.sec. 3571. (See also, "Misdemeanor" and "Infraction.") Plea bargaining -- practice whereby a defendant in a criminal proceeding agrees to plead guilty to a charge in exchange for the prosecution's cooperation in securing a more lenient sentence or some other mitigation. Pornographic -- that which is of or pertaining to obscene literature; obscene, licentious. Material is pornographic or obscene if the average person, applying contemporary community standards, would find that the work taken as a whole appeals to the prurient interest; and if it depicts in a patently offensive way sexual conduct; and if the work taken as a whole lacks serious literary, artistic, political, or scientific value. (See Milla v. California, 113 U.S. 15 (1973).) Possession -- offense involving the possession of a controlled substance, acquiring a controlled substance by misrepresentation or fraud, attempting or conspiring to possess, or simple possession of a controlled substance in schedules I-V (as defined by 21 U.S.C. sec.sec. 812). Includes possession of a controlled substance in schedule I or II, or a narcotic drug in schedule III or IV on board a vessel of the United States or vessels within custom waters of the United States, or by any citizen of the United States on board a vessel. Also, possessing any punch, die, plate, stone, or any other thing designed to reproduce the label upon any drug or container is an offense under this category. Distributing a small amount of marijuana for no remuneration is treated as simple possession and, therefore, is included in this offense category (for example, 21 U.S.C. sec.sec. 829 (a)(b)(c), 841(a)(b)(d)(g), 842(a)(c), 843(a), 844(a), 846, 955, and 962). Postal laws -- offenses relating to the mail; pertaining to the post office. Presentence Investigation Report (PSR) -- following a presentence investigation, a report to the court prepared by the probation officer before the imposition of sentence, as required by law; unless the court finds that there is information in the record sufficient to enable the meaningful exercise of sentencing authority pursuant to 18 U.S.C. sec. 3553, and the court explains this finding on the record. Presentment -- an accusation initiated by the grand jury itself, and in effect, an instruction that an indictment be drawn. Pretrial diversion -- an agreement to defer (and possibly drop) prosecution conditioned on the defendant's good behavior and/or participation in programs (such as job training, counseling, education) during a stated period. Pretrial release -- the release of a defendant from custody, for all or part of the time, before or during prosecution. The defendant may be released either on personal recognizance or unsecured bond or on financial conditions. The category includes defendants released within 2 days after arrest and defendants who were initially detained but subsequently released after raising bail or having release conditions changed at a subsequent hearing. Probation -- sentence imposed for commission of a crime whereby the convicted criminal offender is released into the community under the supervision of a probation officer in lieu of incarceration. An act of clemency available only to those found eligible by the court, probation offers a chance for reform and rehabilitation for the defendant. For this purpose, the defendant must agree to specified standards of conduct; violation of such standards subjects his liberty to revocation. Property offenses, fraudulent -- property offenses involving the elements of deceit or intentional misrepresentation. Specifically includes embezzlement, fraud (excluding tax fraud), forgery, and counterfeiting. Property offenses, non-fraudulent -- violent offenses against property: burglary, larceny, motor vehicle theft, arson, transportation of stolen property, and other property offenses (destruction of property and trespassing). These offenses are termed "non-fraudulent" only for the purpose of distinguishing them from the category "Property offenses, fraudulent," above. Property offenses, other -- offenses that involve the destruction of property moving in interstate or foreign commerce in the possession of a common or contract carrier. Includes the malicious destruction of Government property, or injury to U.S. postal property such as mailboxes or mailbags. Trespassing on timber and Government lands is also included in this category of offenses (for example, 2 U.S.C. sec. 167(c)(g); 15 U.S.C. sec. 1281; 16 U.S.C. sec.sec. 3, 45(d), 114, 121, 123, 152, 430(q), 433, 470, 478, 481, 551, and 605; 18 U.S.C. sec.sec. 1164, 1361-62, 1364, 1852, 1854, 1856, 1858, 1860, 1863, 1864(c), and 2071(b); 40 U.S.C. sec.sec. 193 (h)(q)(r)(s); 43 U.S.C. sec. 316; and 47 U.S.C. sec.sec. 13 and 22). Public-order offenses, non-regulatory -- offenses concerning weapons; immigration; tax law violations (tax fraud); bribery; perjury; national defense; escape; racketeering and extortion; gambling; liquor; mailing or transporting of obscene materials; traffic; migratory birds; conspiracy, aiding and abetting, and jurisdictional offenses; and "other public-order offenses." These offenses are termed "non-regulatory" only for the purpose of distinguishing them from the category "Public-order offenses, regulatory" below. Public-order offenses, other -- violations of laws pertaining to bigamy, disorderly conduct on the U.S. Capitol grounds, civil disorder, and travel to incite to riot (for example, 18 U.S.C. sec.sec. 228, 231, 1367, and 1385; 40 U.S.C. sec.sec. 193(b) (d)(g)(o)(p); and 47 U.S.C. sec.sec. 223(a)(b)). Included in "Public-order offenses, non-regulatory." Public-order offenses, regulatory -- violations of regulatory laws and regulations in agriculture, antitrust, labor law, food and drug, motor carrier, and other regulatory offenses that are not specifically listed in the category "Public-order offenses, non- regulatory." Racketeering and extortion racketeering is demanding, soliciting, or receiving anything of value from the owner, proprietor or other person having a financial interest in a business, by means of a threat or promise, either express or implied. Extortion is the obtaining of money or property from another, without his consent, induced by the wrongful use of force or fear. This offense code covers using interstate or foreign commerce or any facility in interstate or foreign commerce to aid racketeering enterprises such as arson, bribery, gambling, liquor, narcotics, prostitution, and extortionate credit transactions; obtaining property or money from another, with his or her consent induced by actual or threatened force; violence, blackmail, or committing unlawful interference with employment or business; transmitting by interstate commerce or through the mail any threat to injure the property, the person, or the reputation of the addressee or of another; or kidnaping any person with intent to extort. Applies to officers or employees of the United States, or anyone representing himself or herself as such (for example, 18 U.S.C. sec.sec. 831, 872, 874, 875(b)(d), 877, 878(b), 892, 894, 1365(d), 1952-53, 1955-60, 1962-63). Release Extraordinary release -- unusual methods of prisoners exiting prison, such as death, commutation, and transfer to another facility. Standard release -- the usual way prisoners exit prison, including full-term sentence expirations, expirations with good time, mandatory releases, and releases to parole. Remand -- to send back. The act of an appellate court in sending a case back to the lower court for further action. Remove -- transfer from Federal court (usually to a State court). Restitution -- the action of restoring or giving back something to its proper owner, or making reparations to one for loss or injury previously inflicted. Reversal -- the act of an appellate court annulling a judgment of a lower court because of an error. Revocation -- termination of a probation, parole, or mandatory release order because of either a rule violation or a new offense, and forcing the offender to begin or continue serving his or her sentence. Robbery -- taking anything of value from the person or presence of another by force or by intimidation, within the special maritime and territorial jurisdiction of the United States (18 U.S.C. sec.sec. 7). Includes robbery of bank property, U.S. postal property, or personal property of the United States. Also, assaulting or putting the life of any person in jeopardy by the use of a dangerous weapon while committing or attempting to commit such robbery (for example, 18 U.S.C. sec.sec. 1661, 1991, 2112, 2113(c) (d), 2114, 2116, and 2118(a)). Rule 20 transfer -- upon petition by a defendant, a transfer of proceedings to the district in which the defendant is arrested, when the defendant is arrested, held, or present in a district other than that in which an indictment or information is pending against him. In this case, the defendant may state in writing a wish to plead guilty or nolo contendere, to waive trial in the district in which the indictment or information is pending, and to consent to the disposition of the case in the district in which the defendant was arrested (Fed. R. Crim. P. 20). Rule 40 transfer -- upon petition by the U.S. attorney, commitment to another district; transfer proceedings of a defendant arrested in a district for an alleged offense committed in the another district (Fed. R. Crim. P. 40). Sentence -- sanction imposed on a convicted offender. For sentences to incarceration, the maximum time the offender may be held in custody is reported. (See also, "Split sentence," "Mixed sentence," "Indeterminate sentence," and "Mandatory sentence.") Sentencing Guidelines (Federal) -- guidelines established by the United States Sentencing Commission to be followed by the Federal courts in the sentencing of those convicted of Federal offenses. Established pursuant to the Sentencing Reform Act of 1984, the sentencing guidelines prescribe a range of sentences for each class of convicted persons as determined by categories of offense behavior and offender characteristics. Sexual abuse -- rape, assault with intent to commit rape, and carnal knowledge of a female under 16 who is not one's wife, within the territorial and special maritime jurisdictions of the United States as defined in 18 U.S.C. sec. 7 (for example, 22D U.S.C. sec. 2801). Also includes cases of sexual abuse, including of a minor (18 U.S.C. sec.sec. 2241(a) (c), 2242(2)(B), and 2243) and in Federal prisons (18 U.S.C. sec. 2244(a)). Shock incarceration -- an intense confinement program, consisting of a highly regimented schedule that provides the strict discipline, physical training, hard labor, drill, and ceremony characteristic of military basic training. Special maritime and territorial jurisdiction -- areas of Federal jurisdiction outside the jurisdiction of any State, including (1) the high seas, Great Lakes, and connecting waterways; (2) Federal lands; and (3) U.S.-owned aircraft in flight over the high seas (18 U.S.C. sec. 7). Split sentence -- See, "Mixed sentence." Stale -- the case/matter is too old to support successful prosecution. Substantial assistance -- a form of cooperation with the government in which the defendant provides the government with information, testimony, or other assistance relating to the criminal activities of other persons in exchange for a sentence reduction. Substantial assistance provides the only mechanism for judges to impose a sentence below an applicable mandatory sentence (U.S.S.G. 5K1.1 as codified at 18 U.S.C. sec. 3553(e)). Supervised release -- under the Sentencing Reform Act of 1984, a form of post- imprisonment supervision to be imposed by the court as a part of the sentence of imprisonment at the time of initial sentencing. Unlike parole, a term of supervised release does not replace a portion of the sentence of imprisonment, but rather is an order of supervision in addition to any term of imprisonment imposed by the court (compare also with probation). Surety bond -- an agreement by the defendant as a condition of his or her release that requires a third party (usually a bail bondsman) to promise to pay the full bail amount in the event that the defendant fails to appear. Suspect -- a person who is under investigation or interrogation as a likely perpetrator of a specific criminal offense. Tax law violations -- tax fraud offenses such as income tax evasion and fraud; counterfeiting any stamps with intent to defraud the collection or payment of tax; willfully failing to collect or pay tax; failure to obey summons to produce any papers concerning taxes; failing to furnish receipts for employees of tax withheld; failing to furnish information relating to certain trusts, annuity, and bond purchase plans; putting fraudulent or false statements on tax returns; and not obtaining a license for a business that makes a profit from foreign items. Also included in this offense category are violations of excise and wagering tax laws and any other laws listed below from the Internal Revenue Service Code (for example, 26 U.S.C. sec.sec. 3402, 4412, 5751, 5762(a1), 6047(a)(c), 6331, 6420(e2), 6674, 7121, 7201, 7203(c), 7204, 7206(a)(c), 7208(a)(c), 7210, 7213(b), (d), 7214(b), 7216, 7232, 7513, 7602, and 7604(b)). Technical violation -- failure to comply with any of the conditions of pretrial release, probation, or parole, excluding alleged new criminal activity. May result in revocation of release status. Examples of conditions that may be imposed and then violated include remaining within a specified jurisdiction or appearing at specified intervals for drug tests. Termination -- at the pretrial services stage: execution of sentence, acquittal, dismissal, diversion, or fugitive status; in the U.S. district court: conviction, acquittal, or dismissal; and at probation or supervised release: the removal of a person from supervision either for successful completion of the term of supervision or as the result of a revocation. Threats against the President knowingly and willfully depositing in the mail, at any post office, or by any letter carrier a letter, paper, writing, print, missive, or document containing any threat to take the life of or to inflict bodily harm upon the President, Vice President, or any other officer in order of succession to the Presidency. Knowingly and willfully making such threats in any way to the above-named people (18 U.S.C. sec. 871). Traffic offenses -- driving while intoxicated, or any moving or parking violations on Federal lands (for example, 40 U.S.C. sec. 212(b)). Trafficking -- knowingly and intentionally importing or exporting any controlled substance in schedule I, II, III, IV, or V (as defined by 21 U.S.C. sec.sec. 812). Includes manufacturing, distributing, dispensing, selling, or possessing with intent to manufacture, distribute, or sell a controlled substance or a counterfeit substance; exporting any controlled substance in schedules I-V; manufacturing or distributing a controlled substance in schedule I or II for purposes of unlawful importation; or making or distributing any punch, die, plate, stone, or any other thing designed to reproduce the label upon any drug or container, or removing or obliterating the label or symbol of any drug or container. Also includes knowingly opening, maintaining or managing any place for the purpose of manufacturing, distributing, or using any controlled substance (for example, 19 U.S.C. sec. 1590; 21 U.S.C. sec.sec. 333(e), 825(a)-(d), 830(a), 841(a)-(b) (d)(e)(g), 842(a), 843 (a)(b), 845, 846, 848, 854, 856, 858, 859( a)(b), 860(a), 861(c)(f), 952(a)(b), 953(a) (e), 957, 959, 960(a)(b)(d), 961, 962, and 963; and 46A U.S.C. sec.sec. 1903(g) and (j)). Transportation -- violations of the Federal statutes relating to the Motor Carrier Act, which regulates (routes, rates) motor carriers of freight and passengers in interstate commerce. Transportation of stolen property -- transporting, selling, or receiving stolen goods, stolen securities, stolen moneys, stolen cattle, fraudulent State tax stamps, or articles used in counterfeiting, if the above articles or goods involve or constitute interstate or foreign commerce (18 U.S.C. sec.sec. 2315, 2317). Trial conviction -- conviction by judge or jury after trial. True bill -- an indictment. United States -- includes the outlying territories (Guam, Puerto Rico, Northern Marianas Islands, and the U.S. Virgin Islands) and the territory occupied by the 50 States and the District of Columbia. U.S. attorneys -- all United States attorneys. Prosecutorial data in this Compendium come from the Central System and Central Charge Files of the Executive Office for U.S. Attorneys. Unsecured bond -- an agreement by the defendant as a condition of his or her release in which the defendant agrees to pay full bond amount in the event of nonappearance at trial, but is not required to post security as a condition to release. Violation (of pretrial release, probation, or parole) -- allegation of a new crime or a technical violation while on pretrial release, probation, or parole. Violent offenses -- threatening, attempting, or actually using physical force against a person. Includes murder, negligent manslaughter, assault, robbery, sexual abuse, kidnaping, and threats against the President. (See also, specific offenses for citations.) Weapons violations -- violations of any of the provisions of 18 U.S.C. sec.sec. 922 and 923 concerning the manufacturing, importing, possessing, receiving, and licensing of firearms and ammunition. Includes manufacturing, selling, possessing, or transporting (within any territory or possession of the United States, within Indian country, or within the special maritime and territorial jurisdiction of the United States) (18 U.S.C. sec.sec. 7) any switchblade knife; or making, receiving, possessing, or transporting a firearm not registered in the National Firearms Registration Transfer Record. Also, engaging in importing, manufacturing, or dealing in firearms if not registered with the secretary in the Internal Revenue Service District in which the business is conducted or not having paid a special occupational tax. In addition, this code covers cases where in a crime of violence or drug trafficking enhanced punishment is handed down when committed with a deadly weapon (for example, 15 U.S.C. sec. 1242; 18 U.S.C. sec.sec. 922(a)(c)(e) (g)(i)(k)(m)(n) (q), 923, 924(a)(c)(f)(h) and 930; 26 U.S.C. sec.sec. 5801, 5811, 5821, 5841, 5843, 5851, and 5861(b)(d)(h)(j)(l); 40 U.S.C. sec. 193f(a); and 49A U.S.C. sec. 1472(q)). End of file 08/15/02 ih